ENERGY
i
Nuclear Energy
RESEARCH AND DEVELOPMENT
NUCLEAR ENE&GY
ROADMAP
REPORT TO CONGRESS
Api il 20 10
NU CL EAR E NER GY RESE AR CH AN D DE VEL O P MENT R O A D M A P
Table of Contents
Executive Sum m ary v
1. Introducti on 1
2.2 The Value and Need for an “Energy Portfolio” A pproach 7
2.3 Nuclear Energy as an Elem ent of the Future U.S. Energy Portfolio 8
3. Missio n a nd Goa ls of the Office of N u clear Ener gy 11
3.1 The Office of Nuclear Energy Mission 11
3.2 Nuclear Energy R&D Objectives and the Role of NE in Achieving Them 11
3.2.1 R&D Objective 1: Develop Technolo g i es and Other Solutio ns that Can Im prove
the Reliability, Sustain the Safety , and Ex tend the Life of Current Reactors 12
3.2.2 R&D Objecti v e 2: Develop Im provements in the Affordability of New R eactor s to Enable Nuclear Energy to Help Meet the Adm inistr a tion's Energy Security and
3.2.3 R&D Objective 3: Develop Sustainable Nuclear Fuel Cy cles 13
3.2.4 R&D Obje cti v e 4: Understand and Minimize the Risk s of Nuclear Proliferation
and Terrorism 13
4. An Integr ated N u clea r Energy Roa d ma p 15
4.1 R&D Objective 1: Develop Technolog ies and Other Solutions that Can Im prove the Reliability, Sustain th e Safety, and Extend the Life of
Current Reactors 16
4.1.1 Challenges Facing the Current Fleet 17
4.1.2 R&D Topics for Life Extension a nd Per f ormance Improvem e nt 18
4.1.3 Key Activ ities 20
4.2 R&D Objective 2: Develop Im prove m e nts in the Affordability of New Reactors to Enable Nuclear Energy to Help Meet the Adm i nistration' s
Energy Security and Clim ate Change Goals 20
4.2.1 Challenges Facing New Reactor Deplo y m ents 22
4.2.2 R&D Topics for Enabling New Builds 22
4.2.3 Key Activ ities 26
4.3 R&D Objective 3: Develop Sustai nable Nuclear Fuel Cycles 27
4.3.1 Major Challenges Associated w ith Fuel Cy cle Options 30
4.3.2 R&D for Sustainable Fu el Cy cle Options 31
4.3.3 Key Activ ities 33
4.4 R&D Objective 4: Understanding and Minim i zing the Risks of Nuclear
Proliferation and Terrorism 34
4.4.1 Challenges 36
4.4.2 R&D for Understanding and Minim izing the Risks of Nuclear Proli feration and Terrorism 37
4.4.3 Key Activities and Milestones 39
5. R&D A p proach 41
5.1 Solution-Driven, Goal-Oriented, Sc ience-Based Approach to Nuclear
Energy Developm ent 41
5.2 Enabling Technologies 42
5.3 R&D Facilities and Infrastructure 44
5.4 Interfaces and Coordination 44
6. Summary and Co nclusio n s 47
Figure s
Figure 1. Major E l ements of a Science-Based Approach viii
Figure 2. U.S. Greenhouse Gas Em issions 3
Figure 3. 2005 Hum a n Development I ndex vs. Energy Consum ption 4
Figure 4. U.S. Pri m ary Energy Use in 2008 5
Figure 5. U.S. Carbon Dioxi de Emissions in 2007 6
Figure 6. U.S. Nuclear Energy History, 1980 – 2008 8
Figure 7. NE Mission, R&D Obj ectives, and Technologies 15
Figure 8. Nuclear Capacity W ith a nd W ithout License Extensions 17
Figure 9. Key Activities for R&D Objective 1 21
Figure 10. Key Activities for R&D Objective 2 27
Figure 11. Constituen ts of Used LWR Fuel 28
Figure 12. Key Activities for R&D Objective 3 35
Figure 13. Key Activities for R&D Objective 4 40
Figure 14. Major E l ements of Science-Based R e search, Developm ent & Dem onstration 42
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L i st of A cronyms
BTU British Th er m al Units
CO 2 Carbon dioxide
DOE Departm e nt of Energy
EE DOE–Office of Energy Efficiency and Renewable Energy EIA Energy Inform ation Agency
EPRI Electric Po wer Research Institute FE DOE–Office of Fossil Energy
GDP Gross dom e s tic product
GHG Greenhouse gas
GW e Gigawatt (electric) GW e-yr Gigawatt-y e ar (electric)
HTGR High-tem p erature g as-co oled reacto r HTR High-tem p erature reactor
IAEA Intern ational Atom ic Energy Agency II&C Instrum e ntation, inform a tion and control IPSR Integral p r im ary system reactor
ITAAC Inspections, test, analys es and accep tance crite ria kW -hr Kilowatt-ho u r
LW R Light-water reactor
MPACT Materials Protection, Accounti ng and Control for Transm utation MT Metr ic ton
MW e Megawatt (electric)
M W h Megawatt-hour
NDE Nondestructive evaluation
NE DOE–Office of Nuclear Energy
NEA Nuclear Energy Agency NGNP Next Generation Nuclear Plant
NGSI Next Generation Safeguards Initiative NNS A National Nuclear Security Ad m i nistration NRC Nuclear Reg u lato ry Comm ission
OECD Organization for Econom ic Cooper a tion and Developm ent R&D Research and development
RISMC Risk-informed safety m a rgin cha r ac teriz ation SC DOE–Office of Science
SMR Sm all, m odular r eac tor
UNF Used nuclear fuel
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E xecutive S ummary
To achieve energy security and greenhouse gas (GHG) e m ission reduction objectives, the United States m ust develop and deploy clean, affordab le, dom e stic energy sources as quickly as possible. N u clear power will contin ue to be a ke y com ponent of a portfolio of technologies th at m eets our energy goals. This document provides a roadm a p for the Departm e nt of Energy’s (DOE’s) Office of Nucle a r Energy (NE) researc h, development, and demons tration activ ities th a t will ensu re nuclea r ener gy rem ains viable energ y option f o r the United S t ate s.
Today, the key challenges to the increased us e of nuclear energy, both dom e stically and internationally, include:
The capital cost of new large p l ants is high a nd can challenge the abilit y o f electric utilities to deploy new nuclear power plants.
The exem pl ary safety perform a nce of the U.S. nuclear industry over th e past thirty years must be m a i ntained by an expanding reactor fleet.
There is currently no integrated and p erm an ent solution to high-level nuclear waste m a nage m e nt .
International expansion of the use of nuclear energy raises co ncerns about the proliferation of nuclear w eapons stem m i ng from potentia l access to sp ecial nuclear m a terials and technologies.
In som e cases, there is a necessary and appropria te federal role in overcom ing these challenges, consistent w ith the prim ary m i ssion of NE to advance nuclear power as a resource cap able of m a king m a j or contributions to m eeting the nati on’s energy supply, environm ental, and energy security needs. This is accom plished by re solving technical, cost, safety, security and proliferation resistance barriers, through re search, developm ent, and demonstration, as appropriate. NE’s resea r ch and developm ent (R &D) activ ities will he lp ad dress cha l le nges and thereby enable the d e ploym e nt of new reacto r t echnologies that will sup port th e current fleet of reac tors and f acilitate th e construction of new ones.
Research and D ev el o pm e n t Obj e ctiv e s
NE organize s its R&D a c tiv ities along four m a in R&D objectives that address challenges to expanding the use of nuclear power: (1) devel op technologies and othe r solutions that can im prove the reliability, sustain the safety, and ex tend the life of current reactors; (2) develop im provem ents in th e affordability of new reacto r s to enable n u clea r energ y to help m eet the Adm i nistration' s energy security and clim ate chan ge goals; (3) develop sustainable nuclear fuel cycles; and (4) understanding and m i nim i zation of risks of nuclear proliferation and terrorism .
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R&D O B J E CTIVE 1 : Dev e lo p technolo gies a nd ot her sol u ti ons t h at can impr ove the relia bility, su stain the safety, and extend the life of curr ent reactors
The existing U.S. nuclear fleet has a rem a rkable safety and perform a nce record, and today these reactors account for 70 percent of the low greenhouse gas (GHG)-e m itting dom estic electricity production. Extending the operating lifetim es of current plants beyond si xty years and, where possible, m aking further im prove m ents in th eir productiv ity w ill g enerate near-term benefits.
Industry has a significant financial incentive to extend the life of existi ng plants, and as such, activities will be cost sh ared. Federal R&D investm e nts are appropriate to answer fundam e ntal scientific questions and, where private investm e nt is insuffici ent, to help make progress on broadly applicable technology issues that can ge nerate public benefits. The DOE role in this R&D objective is to work in conjunction with ind u stry and w h ere app r opriate the Nuclear Regulatory Comm ission (NRC) to support and conduct the long-term research needed to inform m ajor com p onent refurbishm ent and replacem ent strategies, perform a nce enhancem ents, plant licen se exte nsions, and age-r e la ted r e gulato r y ov ersigh t dec i s i ons. DOE will f o cus o n aging phenom ena and issues th at requ ire lo ng-term re search and are generic to reacto r type.
R&D OB JECTIVE 2: Develop imp r ovemen ts in the affordability of new reactor s t o ena b le nuclear ener gy to help m e et the Administrat i on's ener gy se cur ity a nd cli mat e change goal s
If nuclear energy is to be a st rong component of the nation’s futu re energy portfo lio, barriers to the deploym ent of new nuclear plants m ust be ove rcom e. I m pedim e nts to new plant deploym ent, even for those designs based on fam i liar light -water reactor (LW R ) technology, include the substantial capital cost of new plants and the unc erta inties in the tim e required to license and construct those plants. Although subject to thei r own barriers for deploym e nt, m ore advanced plant designs, such as sm all m odular reactors (S MRs) and high-tem p er ature reactors (HTRs), have characteristics that could m ake them m o re desirable than today’s technology. SMRs, for exam ple, have the poten tial to ach ie ve lower pro lif era tion r i s k s and m o re sim p lified construction than other designs. The developm ent of next-g eneration reactors could p r esent lower capital costs and improved efficiencies. These reacto rs m a y be based upon ne w designs that take advantage of the advances in high perform a nce com puting while leveraging capabilities afforded by im proved structural materials. Industry plays a substantia l r o le in ove rc om ing the b arriers in this area. D O E provides support through R&D ra nging from fundam e ntal nuclear phenom ena to the developm ent of advanced fuels that could improve the econom i c and safety perform a nce of these advanced reactors. Nuclear power can reduce GHG e m issions from electricity production and possibly in co-generation by displacing fossil f u els in the genera ti on of process heat for application s includ ing refining and th e production of fertilizers and other chem ical products.
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R&D O B J E CTIVE 3: Develo p Susta i na ble Nuclea r Fuel C y cles
Sustainable fuel cycle options are those that im prove uranium resource utilization, m axi m i ze energy generation, m i nim i ze waste generation, improve safety, and lim it proliferation risk. The key challeng e is to d e velop a suite of options th at will enab le f u ture d ecision m a kers to m a ke inform ed choices abou t how best to m anage the us ed fuel from reactors. The Adm i nistration has established the Blue Ribbon Co mm i ssion on America’s Nuclear Future to inform this waste- m a nage m e nt decis i on-making proces s. DOE will conduct R&D in this area to investig ate technical ch alleng es inv o lved with three poten tial strategies for used fuel m a nagem e nt:
Once-Through – Develop fuels for use in reactors that would increase the efficient use of uranium resources and reduce the amount of us ed fuel requiring direct disposal for each m e ga watt-hour (MW h) of electricity produced. Additionally, evaluate th e inclu sion o f
non-uranium m a terials ( e.g ., thoriu m ) as reacto r fuel option s that m ay reduce the lo ng-liv ed radiotoxic elem ents in the used fuel that would go into a repository.
Modified Op en Cycle – Investig ate f u el form s and reactors th at would inc r ease fuel resource utilization and reduce the quantity of long-lived radiotoxic elements in the used fuel to be disposed (per M W h), with lim ite d separations steps usi ng technologies that substantially lower proliferation risk.
Full Recycling – Develop techniqu es that will en able th e lon g -liv ed actin ide elem ents to be repea t edly r ecycled rath er than d i sp osed. The ultim ate goal is to dev elop a cost- ef f ective and low proliferation risk approach that woul d dram atically decrease the long-term danger posed by the waste, reducing uncertainties asso ciated with its disposal.
DOE will work to deve lop the bes t a pproaches w ithin each of these track s to inform waste m a nage m e nt strategies and decision m a king.
R&D O B J E CTIVE 4 : Underst a nd a n d minimi ze the ri sk s of nuclear proliferat i on and te rrorism
It is im portant to assu re that th e benefits of nuclear power can be obtained in a m a nner that lim its nuclear proliferation and security risks. These ris k s includ e th e related but distinctly separate possibilities that nations m a y atte m pt to use nuclear technologies in pursuit of a nuclear weapon and that terrorists m i ght seek to s t ea l m ateria l th a t c ould be used in a nucle ar explosive device.
Addressing these concerns requires an integrated approach th at inco r porates the sim ultaneous developm ent of nuclear technologies, includi ng safeguards and security technologies and system s, and the m a intenance and strengthening of non-proliferation fram e w orks and protocols. Technological advances can only provide part of an effective response to proliferation risks, as institutional m easures such as export controls and safeguards ar e also essential to addressing proliferation concerns. These activities m ust be inform ed by robust assessm e nts developed for understand ing, lim iting, and m a naging the risks of nation-s t ate pro liferation and physical security f o r nuclea r tech nologies. N E will f o cus on assessm ents requ ired to inf o rm dom estic f u el
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cycle technology and system option developm ent. These analyses would com p le m e nt those assessm ents perf orm ed by the Nation al Nuclea r S ecurity Administration (NNSA) to evaluate nation s t ate prolif er ation and the in te rnational no nprolif er atio n regim e. NE will work with othe r organizations including the NNSA, t he Departm e nt of State, the NRC, and others in further defining, implem enting and executing this integrated approach.
R&D Areas
The Departm e nt expects to undertake R&D in a va riety of areas to support its role in the objectives o u tlin ed abov e. Exam ples includ e: Figure 1. Major Elements of a
Structu r al m aterials
Nuclear fuels
Reactor sys t em s
Instrum e ntation and controls
Power conversion system s
Process heat transpo r t sy stem s
Dry heat rejection
Separations processes
Wast e for m s
Risk assessm ent m ethods
Com putational m odeling and sim u lation
Science-Based Approach
R&D A p proach
A goal-driven, science-based approach is essential to
achieving the stated objectives while exploring new technologie s and seeking transform a tional advances. T his science-based approach, depicted in Figure 1, com b ines theory, experim e ntation, and high-perfor m ance modeling and sim ulation to develop the funda m e ntal understanding that will lead to new technologies. Advanced m odeling and sim u lation tools will be us ed in conjunction with sm aller-scale, phenom e non-specific experim e nts inform ed by theory to reduce the need for large, expen sive in tegrated experi m e nts. Insights gained by advanced m o deling and sim ulation can lead to new theoretical understa nding and, in turn, can im prove m odels and experim e ntal design. This R&D m us t be inform ed by the basic research capabilities in the DOE Office of Science (SC).
NE m aintain s access to a broad rang e of facilities to suppor t its research activities. Hot cells and test reactors are at the top of the hierarchy, followed by s m alle r-scale radiological facilities, specia lty en gineer ing f acilities, and sm all non -ra diological la borator ies. NE em ploys a m u lti- pronged approach to having these capabilities ava ilable when needed. The core capabilities rely on DOE-owned irradiation, exam ination, chem ical processing and waste for m developm ent facilities. T h ese are sup p lem ented by univers ity capabilities ranging fro m research reacto r s to m a terials science laboratories. In the c ourse of conducting this science-based R&D,
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infrastructure needs will be evaluated and considered thr ough the established planning and budget developm ent processes.
There is potential to leverage and amplify effec tive U.S. R&D through collaboration with other nations v i a multila ter al and bila ter al agreem ents, includ ing th e Generatio n IV Intern a tiona l Forum . DOE is also a participant in Organization of Econom i c Cooper a tion and Developm ent/Nuclear Energy Agency (OECD/NEA) and International A t om ic Energy Agency (IAEA) initiatives that b ear directly on the deve lopm ent and deploym ent of new reactor system s. In addition to these R&D activ ities, international interact ion supported by NE and other governm e nt agencies will be essential in esta blishm ent of international norm s and control regim es to a ddress and m itigate pro lif era tion co ncerns.
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NU CL EAR E NER GY RESE AR CH AN D DE VEL O P MENT R O A D M A P
1. I ntroduction
Nuclear power is a proven clean, affordable, domestic energy source that i s part of the current U.S. ener gy portfolio.
Access to af fordable, abundant energy – chiefly from fossil fuel sources – has been a key enabler of econom i c growth since the Industrial Revoluti on. However, as the first decade of the 21 st century draws to a close, the United States find s itself confronted with econom ic, environm ental, and national security challenges related in part to the m a nner in which our society produces, distributes, and uses energy. Continu e d access to plentiful, secure, and en vironm entally benign energy is fundam e ntal to overcom ing these challenges.
Nuclear en ergy is an importan t elem ent of the diverse energy portfolio required to accom plish our n a tional objectives. NE conducts research and developm ent, and dem onstrations, as appr opriate, that will help enable the b e nefits of clean, safe, secure and affordable nuclear energy to continue and expand.
This document identifies opportuniti es and challenges associated with continued and increased use of fission energy to enhance our nation’s prosperity, securit y, and environm ental quality; outlin es the NE role and m i ssion in enabling the be nef its of nuclea r energ y f o r our nation; and presents a strategy and roadm a p to guide the NE scien tif ic an d techni cal agenda. The report presents a high-level vision and framework for R& D activ itie s needed to keep the nuc lear energy option viable in the near term and to expand its use in the decades ahead.
Section 2 describes the current en ergy production and utilization landscape in the United States. Section 3 articulates NE’s funda m e ntal m i ssion a nd role in enabling nucle ar energy solutions and presents the four R&D objectives for nuclear energy develop m ent that are the focus o f NE activ ities. T h e deta ils of the roadm ap are pr es ented in Section 4. The R&D approach presented in Section 5 em bodies a goal-oriented, scie nce-based R&D portfolio that includes both evolutionary and transform a tiona l, high-risk–high-payoff R& D, in cluding those research areas that en com p ass m u ltiple objectives. Finally, Se ction 6 provid e s a summ ary of the obje c ts presented in this report.
This repor t is not an im plem entation plan, but rather provid es a basis that will guid e NE’s inte rnal p r o g ramm atic and stra tegi c planning for research going forward.
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To achieve its energy security and GHG r e duction objectives, the U.S. must develop and deploy c l ean, afford able, domestic energy sources as quickly as possible .
The report focuses on R&D activities sponsored by NE. The U.S. nuclear industry plays a central role in overcom ing barriers and is ul tim a tely responsible for the comm er cial deploym e nt of the resulting technologies. NE intends to proceed in a m a nner that supports a strong and viable nuclear industry in the United States and preserves the ability of that industry to par tic ipate in nuclear projects here and abroad.
Finally, it should be noted th at in so m e lim ited cases,
NE’s m i ssion extends beyond terrestrial deployment of nuclear energy into other arenas, such as space app lications of both fission and radio i sotop e power system s. Some technology developm ent needs identified in th is docum ent also benefit sp ace applications, but thes e m i ssion arenas are n o t addres sed in this road m ap. E duca tional program s, while v ita l, are inter w oven through the technical program s and are not discussed as se parate entities.
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2. B ackground
All governm e nts of the world shar e a common challeng e to ensure their p e ople have access to affordable, abundant, and environm entally friendly energy. S ecretary of Energy Steven Chu has reiterated th e Adm i nistration ’ s pos ition that nuclear is an im portant part of the energy m i x. He has recognized the im portance of nuclear energy in m eeting th is challenge and supports R&D that can help increase th e benefits of nuclear energy. A key objective th at will shap e the energy landscape of the United States is the transition to clean energy sources with reductions in GHG em issions (with a quantitative goal of 83% reduction below 2005 em issions levels by 2050, shown in Figure 2).
Figure 2. U.S. Greenhouse Gas E m issions 1
2.1 The Energy Landscape
The Hum an Developm ent Index 2 is a commonly used m easure of quality o f lif e. Figur e 3 illus t rates th at a nation’s standard of living d e pen d s in part on energy cons um ption. Access to adequate en ergy is now and will con tinue to be r equired to a chieve a h i g h quality of lif e.
Econom ic developm ent, com b ined with efforts to lim it carb on em issions, will likely lead to a
1 2 0 0 7 G H G em i ssi ons re po rt e d i n EP A, In ven to r y o f U . S . Greenh o u s e Ga s Em issi o n s and S in k s: 19 90 – 2 007 EPA 4 30- R-0 9- 004 , Ap r il 1 5 , 2 009. A d m i n i str a tio n em issio n goals tak e n fr o m th e “Testim o n y o f Peter R . Or szag, Director of the Office of Ma nagem e nt and Budget, Be fore t h e C o mmitt ee on t h e B u dget , U.S . Ho use o f Rep r esen tativ es” on Mar c h 3 , 20 09 .
2 The i n dex was de vel o ped by t h e Uni t e d Nat i ons t o ena b l e c r oss - nat i onal c o m p ari s on s of devel opm ent a n d i s up dat e d i n a n a n n u al rep o rt . The deri vat i o n of t h e i nde x w a s i n t r od uce d i n Uni t e d Nat i o ns Dev e l o pm ent Pr ogr amme, Human Developmen t Report 1990 , Ox ford Un iv ersity Press, 19 90 .
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significant expansion of nuclear power. The U.S ., in conce r t with the inte rnational co mmunity, must develo p the te chno logies and s y stem s to accom p lish such expansio n while lim iting prolif er ation risks.
Figure 3. 2005 Hu man Development Index vs. Energy Consumption (Per Capita Kilograms Oil Equivalent)
As we m ove forward, efficien cy and conserva tion will becom e ever-inc reasing com ponents of energy policy. However, conservation and energy efficiency alone will n ot be sufficient to m aintain a desirab l e qua lity of lif e.
The United States currently consum es roughly 1 00 quadrillion British Therm a l Units (BTU), or 100 quads, of prim ary energy. 3 This represents 25% of world’s energy consum ption in a country that produces 30% of the globa l gross dom e stic product (GDP). Figure 4 shows energy consum ption in the United States as a function of sectors and energy sources. At present, 40% of the total energy consumed is in th e form of electricity, of which about 20 percent is generated by nuclear power. W ith 6 billion m e tric tons (MT) o f e m itted carbon dioxide (CO 2 ) as a result of fossil fuel usage (see Figure 5), the United Stat es contributes 25 percen t of global GHGs e m itted.
3 The dat a i n Fi gu res 5 a n d 6 a r e re p o rt e d by t h e U.S . DOE E n er gy I n fo rm ati on A g ency “ A n Up dat e d A n n u al En erg y O u tlook 2 009 Ref e r e n ce Case,” 2009 .
17
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Figure 4. U.S. Primary Energy Use in 2008
18
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Figure 5. U.S. Carbon Dioxide Emissions in 2007
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The Adm i nistration ’ s clean energy and clim ate cha nge objectives are am biti ous and achievable. Successf ul a chievem ent of these obje ctive s will r e quire so lutions to te chnical cha lleng es associated w ith various energy sectors, including:
Electricity Sector GHG Production – As seen in Figures 4 and 5, the U.S. electricity production sector annually consum es 40 qua drillion BTU of prim ary energy, producing 4,150 m illio n MW h of e l ectricity, an d em itting 2,400 m illion MT of CO 2 . The averag e carbon intensity of the U .S. electri c-generating sector is 0.58 MT–CO 2 /MWh of electricity produced. While far from the world’s highe st carbon intensity (China produces 0.87 MT- CO 2 /MW h of electricity), U.S. electric-generati ng-sector carbon intensity is far higher than som e industrialized countries. For instance, France em its only 0.09 MT–CO 2 /MW h of electricity produced. There is clearly both the need for, and the real potential for, significant improvem e nt in U.S. electric-g enerating-sector carbon intensity and GHG em issions.
The driver for the new energy policy is to continue to generate energy, mostly from domestic sour ces, at an afford able price. The policy must meet inc r easing demand, with consi derably reduced GHG emissions, and without stifling GDP growth.
Transportation Sector Energy Use and GHG Emissions – The transportation sector is currently responsible for 33% of GHG e m issions (Figure 5). In addition to m ore energy-efficient internal com bustion engines, electrification of the transportation sector using new low-carbon electricity-g e neration tec hnologies will ass i st in reducing these em issions. Successful elec trif ic atio n of the tran sporta tion s e ctor is also dependent on im prove ments in battery technology to enable high-density energy storage to m eet vehicle serv ice range req u irem ents.
Industrial Sector Energy Use and GHG Emissions – Industrial use of energy is responsible for 16 percent of the country’s GHG e m issions (Figure
5). About half of these em issions com e from chem ical facilities and oil refineries. The developm ent of GHG- free technologies that can generate and deliver significant therm al and chem ical energy to industry is needed.
2.2 The Value and Need for an “Energy Portfolio ” Approach
Given the issues noted in Section 2.1, an effect ive energy p o licy will a lmost certain ly re ly on th e developm ent and use of a portfolio of dom e stic clean energy sources. This is true not only because of resource lim its at v ariou s points in the energy supp ly chain bu t also because all
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energy sources face eco nom i c, tech nical, and so ci etal risks to their successful deploy m e nt. 4
R. Socolow and S. Pacala, in “A Plan To Keep Carbon In Check,” 5 have dem onstrated the potential for energy portfolio approaches to enha nce U.S. energy security and reduce the threat of global warm ing. The following section discusses the role of nuclear energy as an elem ent of the U.S. energy portfolio.
2.3 Nuclear Energy as an Element of the Fu tu re U. S. E n ergy Portfol i o
In 2007, the 104 light-water
reac tors (LW R s) curre ntly Figure 6. U.S. Nuclear Energy History, 1980 – 2008
operating in the United States generated 806 billion kilowatt-hours (kW - hrs), equivalent to 92 gigawatt- years (GW e -yrs). As sh own in Figure 6, even though the generating capacity of the nuclear fleet has been essentially flat for alm ost twenty years, the production
of nuclear electricity
continued to grow largely as
(EI A, Ann ual Energy Review 2008 )
a result of increased capacity factors. The fl eet’s average capacity fa ctor improved from 56.3% in 1980 to 91.9% in 2008. 6 This im provem e nt was driven by reactor operators and the efforts of the Electric Power Research Institute (EPR I), spurred by NE-sponsored R&D into high-burnup f u els that allowed utilitie s to shif t f r o m 12-m onth operating cycles to 18- or 24-m onth operating cycles that reduced downtim e. A dditionally, som e growth c a n be at tributed to power uprates that increased capacity at ex isting plants.
While in operation, nuclear power plants do not em it GHGs. Every MW h of electricity produced with nuclear energy avoids the em i ssion of approxim a tely 1.0 MT of CO 2 if the sam e amount of energy had been generated with conventional co al-fired technologies or approxim a tely 0.6 MT of CO 2 i f the energy had been produced with natura l gas. S i nce the pe r capita electricity consum ption in the United States is approxim a te ly 14 MW h of electricity per year per person, nuclear energy offers the prospect of avoidi ng what could otherwise be an annual personal carbon footprint from electricity production of up to 14 MT of CO 2 . In addition, nuclear power
4 R. Soc o low a n d S. Pacala, "Stabiliza tion W e dge s: Solving t h e Clim a t e Problem for the Next 50 Yea r s with Curre n t Tech nol ogi es ." Sci e nce , A ugust 13 , 20 04 : 9 6 8 - 97 2.
5 S c ien tific America n , Sep t em b e r 2 006
6 EI A, A n nual Ener gy Review 20 08 , Tab le 9.2 .
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is dependable. It is available day or night, when the wind is blowing and when it is not. After more than three decades of outstanding safety perform a nce, the public acceptance of nuclear energy has turned in favor of its deploym e nt. 7 However, continued and increased use of nuclear energy faces several key challenges:
Capital Cost – The current fleet of nuclear power plan ts produces electricity at a very low cost (approxim a tely 2–3 cents/kilowatt-hour) beca use these plants have already repaid the initial construction investm e nts. However, the capital cost of a large new plant is high and can challeng e the ab ility of el ectric utilities to deploy new nuc lear reactors. Thus, it is im portant to reduce the capital cost by i nnovative designs. The introduction of s m aller reactors m i ght reduce capital co sts by taking advantage of series fabrication in centralized plants and may reduce financial risk by re quiring a sm aller up-front investm e nt.
Waste Management – At present, no perm anent solu tion to high-level nuclear waste m a nage m e nt has been deployed in th e United St ates. Innovative solu tions will be requ ired to assure that nuclear waste is properly m a naged. The Adm i nistration has initiated the Blue Ribbon Comm ission on Am eri ca’s Nuclear Future to conduc t a review of policies for m a naging the back end of the nuclear fuel cycl e, including a ll alte rnatives for the storage, processing, and disposal of civilian and defens e used nuclear fuel and nuclear waste. The results will infor m the Governm e nt’s process to establish a policy for used fuel and waste m anagem ent. Ultim ately , while the n eed f o r permanent waste disposal can never be elim inated, transition to nuclear energy t echnologies that significantly reduce the production of long-lived radioactiv e waste – rather than deal w ith it after it is produced – is a desirable g o al.
Proliferatio n Risk – The r e is con side r able inte res t in the global expansion of nuclear energy. However, such expansion raises conc erns about the proliferation of nuclear weapons, in cluding nuclear exp l osiv e devices, stemm i ng from access to enrichm e nt and reproc essing activ ities th at m i ght produce weapons-usable materials. Developm ent of innovative technologies and international pol icies are essential to prevent nuclear proliferation by nation-states as well as nuclear terrorism by r ogue entities. Furtherm ore, a more robust capability to evaluate an d com p are pr oliferation and terroris m risks is needed. In addition, it is in the U.S. interest to enga ge nations contemplating civil nuclear power for the first tim e in order to help them develop an indigenous inf r astruc ture designed to deploy the technology in a safe and secure m a nner.
Safety and R e liability – As existing plants continue to operate and new plants and new types of plants are constructed, it is vita l tha t the excellent s a fety and reliability record of nuclea r ener gy in the Un ited States b e m a intaine d. It is also important th a t the U.S. sh are its experience with other countries and work with them to ensure safe operation of their plants.
7 Ref. h ttp ://www.g allu p.co m /p o ll/11 702 5 /Su ppo rt-Nu c lear-En e rg y-In ch es-New-High . asp x.
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3. M ission and G oals of the
O ffice of Nuclear Energy
The analysis presented in Sec tion 2 supports the conclusion th at increased greenhouse gas-free electricity production is necessary to achieve the transition to a clean -energy econom y.
3.1 The Office of Nuclear Energy Mission
The prim ary m i ssion of NE is to advance nuclear power as a resource cap able of m eeting the nation’s energy, environm ental, and national secur ity needs by resolving technical, cost, safety, security, and proliferation resistance, thr ough R&D and de m o nstrations, as appropriate. Progress in these areas should promote the deploym ent of fission power system s in a socially acceptable, environm entally sustainable, a nd econom i cally attractive m a nner.
Four specif i c rese arch a nd develop m ent objectives f o r nuclear ene r gy d evelopm ent outlin e NE’s approach to delivering progress in the areas noted above. The objectives are:
R&D Objective 1 – Develop technologies and othe r solutions that can im prove the reliability, sustain the safety, and exte nd the life of current reactors.
R&D Objective 2 – Deve lop im provem e nts in the affordability of new reactors to enab le nuclear energy to help m eet the Administration' s energy security and c lim ate chang e g o als.
R&D Objective 3 – Develop sustainable nuclear f uel cycles.
R&D Objective 4 – Understand and m i ni m i ze the risk s of nuclear pr oliferation and terro rism .
The four objectives are discussed m o re f u lly in th e f o llowing sections.
3.2 Nuclear Energy R&D Objectives an d the Role of NE in Achieving Them
This section presents a description of the four R&D objectives and NE’s role in m a king progress in thes e areas.
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3.2.1 R&D Objective 1: D e velop Techno logies and Other Solutions that Can Improve the Reliability, Sustain the Sa fety, and Extend the Life of Current Reactors
The existing U.S. nuclear fleet has a rem a rkable safety and perform a nce record, and today these reactors account for 70 percent of the lo w GHG- em itting dom estic electricity production.
Extending the operating lifetim es of current pl ants beyond sixty years and, where possible, m aking furt her im provem ents in their productiv ity w ill g e nerate near-term benefits. Industry h a s a signif i c ant f i nancial in centiv e to ex tend the lif e of existing plants, and as su ch, activities will be cost shared. Federal R&D inve stm ents are appropriate to an swer funda mental scientific questions and, where private inve stm ent is insuf f i cient, to help m a ke progress on broadly applicable technology issues that can generate public benefits.
The DOE role in this R & D objective is to wo rk with industry and, where appropriate, the Nuclear Regulatory Comm ission (NRC) to support and conduct the long-term research needed to inform major com ponent refurbishm ent and repl acem ent strategies, perform a nce enhancem ents, plant license extensions, and ag e- rela ted regu lato r y oversigh t decisions. T he DOE R& D role will focus o n aging phenom e na and issues that require long-term research and are generic to reac tor typ e.
3.2.2 R&D Objective 2: Develop Improvements in the Affordability of New Reactors to Enable Nuclear Energy to Help Meet the Admi nistration' s Energy Security and Climate Change Goals
If nuclear energy is to be a st rong component of the nation’s futu re energy portfo lio, barriers to the deploym ent of new nuclear plants m ust be ove rcom e. I m pedim e nts to new plant deploym ent, even for those designs based on fam i liar light-w ater reactor technology, in clude the substantial capital cos t of new plants and the un certainties in the tim e required to license and construct them . More advanced plant designs, such as sm all m odular reactors (SMRs) and high-tem pe r ature reac tors (HTRs), will ha ve additiona l barr ie rs f o r deploym ent. These rea c t ors have characteristics that could m a ke them more attractive than today’s technology. SMRs, for exam ple, have the poten tial to ach ie ve lower pro lif era tion r i s k and m o re sim p lified construction than other designs. The developm ent of next-g eneration reactors could p r esent lower capital costs and improved efficiencies. These reacto rs m a y be based upon ne w designs that take advantage of the advances in high perform a nce com puting while leveraging capabilities afforded by im proved structural materials. Industry’s role in overcom ing the barriers in this area is substantial. DOE supports R&D ranging fr om fundam ental nuclear phenom ena to the developm ent of advanced fuels that could im prove the econom i c and safe ty perform a nce of these advanced reactors. Nuclear power can redu ce GHG e m issions fro m electricity production and possibly in co-generation by displacing fossil fuels in the generation of process heat for application s includ ing refining and th e producti on of fertilizers and other chem ical products.
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3.2.3 R&D Objective 3: D e velop Sustainable Nuclear Fuel Cycles
Sustainable fuel cycle options are those that im prove uranium resource utilization, m axi m i ze energy generation, m i nim i ze waste generation, imp rove safety, and complem e nt institutional m easures in lim iting proliferation risk. The key challenge for the governm e nt in this R&D objective is to develop a suite of options that will enable future decision makers to m a ke inform ed choices abou t how best to m anage th e used fuel from reactors. DOE will conduct R&D in this area to inve stiga t e th e te chnica l cha llenges involved with thre e potential strateg i es for used fuel m anagem ent.
Once-Through – Develop fuels for use in reactors that would increase the efficient use of uranium resources and reduce the amount of us ed fuel for direct disposal for each MWh of electricity produced. Addition a lly, evaluate the inclusion of non-uraniu m m a terials ( e.g. , thorium ) in reacto r fuel o p tions th at m ay reduce the long -liv ed radio t oxic elem ents in the used fuel that would go into a repository.
Modified Op en Cycle – Investig ate f u el form s and reacto rs that would increase utilization of the fuel resource and reduce the quantity of long-lived radiotoxic elem ents in the used fuel to be disposed (per M W h), with lim ite d separations steps usi ng technologies that substantially lower proliferation risk.
Full Recycling – Develop techniqu es that will en able th e lon g -liv ed actin ide elem ents to be repea t edly r ecycled rath er than b e dispose d. The ultim ate go al is to deve lop a cost- effective an d low prolif eration risk approach that would dram atica lly de creas e the lo ng- term danger posed by the waste, reducing uncerta inties asso ciated with its disposal.
DOE will work to deve lop the bes t a pproaches w ithin each of these track s to inform waste m a nage m e nt strategies and decision m a king.
3.2.4 R&D Objective 4: Understand and Minimize the Risks of Nucl ear Proliferation and Terrorism
It is im portant to assu re that acc ess to the benefits of nuclear power can be enabled while lim iting nuclear proliferation and se curity risks. This goal require s an integrated approach that incorporates sim ultaneous developm ent of nuclear fuel cycle technology, safeguards and security technologies and system s, new proliferation ri sk assessm ent tools, and non-proliferation fra m eworks and protocols. These activities m ust be inform ed by robust as sessm ents that identify potential approaches for lim iting risks of specifi c technologies and nuclear fuel cycle system options. NE will work with othe r orga nizations su ch as the Na tiona l Nucle a r Secur ity Adm i nistration (NNSA), the Depart m e nt of State, the NRC, a nd others in further def i ning, im ple m enting and executing this integrated appro ach. Aspects of this research m a y help to inform the exploration of concepts such as in tern ationa l f u el se rvice arrangem e nts.
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4. A n I ntegrated Nuclear Energy Ro ad map
This section presents an objective-focused road m a p to advance nuclear energy technologies. As depicted in Figure 7, th e activ ities described h e re ultim ately “unpack” to a suite of science and technology developm ent activities, m a ny of whi c h will supp ort m o re than one R&D objective.
Figure 7. NE Mission, R&D Objectives, and Technologies
The approach incorporates a portfolio of l ong-term R&D objectives and a balanced focus on evolutionary, innovative, and high-risk–high-payoff R&D in m a ny diverse areas. The organization and coordination of the science and technology thrust s (“Enabling Technologies” in
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Figure 7) will be a focus of program and strate gic planning follow-on im plem entation plants, but is briefly addressed in Section 5.2 of this docum ent.
In lay i ng out the activities in each of the R&D obj ectiv es described below, we m u st rem ain goal- oriented to avoid falling into the trap of doing a great d eal of work that, w hile interesting, fails to address the challenges to the deploym e nt of nuc l ear energy. The following sections highlight areas in which NE m a y undertake fu ture R&D. These R&D activitie s have been considered with the end in m i nd to ensure that the linkage between research and solution is clear. To that end, in depicting th e tim elines o f activity f o r the R&D obj ectives below, the charts show a distinction between near-term m ilestones toward which th e NE R&D pl an is designed to progress, represented as triangles, and longer-term poten tial outcom es that provid e a fram ework for the m ilestones, which are shown as ovals. The m ilest one cha r ts a ttem p t to depict the stag es of developm ent so as not to leave a sense that ne w technologies can be imm e diately deployed at a commercial level. Not e v ery m ilesto n e or poten ti al outcom e outlin ed in these cha r ts r epresen t action s that are with in DOE’s roles and respons ib ilities, and research path s will in clud e m any decision points that require choosing the m ost prom ising options for continued R&D. Especially as technology m a tures, industry has a role a nd a responsibility to sh are the costs of making progress. It is ultim a tely i ndustry’s decision which commercial technologies will be deployed.
The federal role falls m o re square ly in the realm of R&D.
These long-term m ilestones and potential outcom es ar e not set in stone, an d in som e cases the following sections ou tlin e m u ltiple com p eting path s within an objective, knowing that ultim a tely only one dir ection will b e chosen. In all c a ses, th e activities, m ilestones, and plans ou tlin ed in this docum ent will b e re consider ed a nd revised p e riod ically to ensure th at NE R&D is consistent with priorities and reflects what we have learned from these efforts. Activities will be reviewed and m odifie d as necessary through the estab lis h e d budgetary and decision-m a king processes.
Although som e s m aller com ponent or process “dem onstration” activities are m e ntioned, these are largely field tests and other ac tions to provide proof or valida tion of system ele m ents. They are not large-scale dem o nstra tions like the Next Generati on Nuclear Plant (NGNP). Any decisions to em bark on s uch large-scale dem ons trations will be the result of decision-m a king processes th at include th e relevant s t akeholders in the Executive Branch and Congress and will be m a de in accordance with NEPA and DOE Orde r 413 requirem e nts. This R&D will enable these stakeholders to understand the potenti al tradeoffs em bodied in these decisions.
4.1 R&D Objective 1: Develop Te chnologies and Other Solutions that C an Improve the Relia b ilit y, S u stain the Safety, and Extend th e Life of Cu rren t Reactors
The current fleet of 104 nuclear power plants has reliably and econom ically contributed alm o st 20 percen t o f electricity generated in the United States ov er the past two decades. H o wever, by
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2030, even those current nuclear power plants that have received 20-year extensions from the NRC authorizing 60 years of life will begin reaching the end of their licensed periods of operation. F i gure 8 shows projected nuclear ener gy contribution to dom estic generating capacity from those plants that h a ve already received 20 -y ear licens e extens ions. If curren t plants do not operate beyond 60 years, the total fraction of ge nerated electricity from nuclear power could begin to decline, even with the additi on of new nuclear-generating capacity.
Replacing th e current fleet would req u ire hundred s of billion s of dollars. Replacem ent of this 100 GW e-generating capacity with tr aditional fossil plants would lead to significant increases in CO 2 e m issions. Extending operating licenses be yond 60 to perhaps 80 years would enable existing plants to continue providing safe, cl ean and economic electric ity without significant GHG e m issions. The objective of this R&D objectiv e is to provide a co m prehensive technical basis for extending the life of today’s LW Rs that could be used to inform licensing and m a naging the long-term safe and econom i cal operation.
Figure 8. Nuclear Capacity W ith and W ithout License Extensions
4.1.1 Challenges Facing the Current Fleet
The following are th e major ch allen g es facing th e current fleet:
Aging and degradation of system structures and com ponents, such as reactor core internals, reactor pressure vessels, concre te, buried pipes, and cables.
Fuel reliability and perform a nce issues.
Obsolete an alog ins t rum entat ion and control technologies.
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Design and safety analysis tools base d on 1980s vintage knowledge bases and com putational capab ilities.
Industry’s econom ic incentive to m e et these challenge s in order to continue the safe and reliable operation of existing plants is trem endous. As suc h, federal activities undertaken in this area will be cost-shared with industry. Industry, work ing through EPRI or thr ough the various owners’ groups, will engage some of these problem s direc tly. Federal R&D inves t m e nts are appropriate to answer fundam e ntal scientific questions and w h ere private investm e nt is insufficient, to help m a ke progress on broadly-applicab le technology issues that can ge nerate public benefits. The governm e nt holds a great deal of theoretical, co mputational, and experim e ntal expertise in nuclear R&D that is not availabl e in industry. T he benefits of assisting industry with R&D on life-ex tensio n apply not only to cu rrent plan ts but also to the n e xt generation of reactor technologies still in developm ent.
4.1.2 R&D Topi cs for Life Extensi on and Performance Improvement
The overall focus of the R&D activities will be to im prove a power plan t operato r’s a b ility to m a nage the effects of the aging of passive co m ponents and increase operational efficiency and econom ics. In selecting projects for federal investm e nt, it is vital that due consideration be given not only to h ow each of the R&D activities suppo rt ach ievem e nt of safety and economic sustainability for existing LW Rs, but also to how the R&D results wi ll be m ore broadly applicable to the next genera tion of reactor technologies. Th ese activities should also be integrated w ith outside sources of inform ation and parallel R & D program s in industry, the NRC, universities, and other laboratorie s, both dom estic and international. Close coordination with the NRC as appropria te is n eeded to a ss u re tha t R& D program s focus on issues relevant to licensing.
The f o llowing are R&D topics wher e NE will f o cus its ef f o rts to help p r o v ide solu tio ns to the challenges listed above, thereby helping enable reactor life extensi on beyond 60 years with im proved perform ance. Progress on this long -term and high-risk–high-reward R&D, which supports the current nuclear power plant fleet, will provide the scie ntific underpinnings for plant owners to make billion-dollar investm e nt deci sions to prolong the ec ono m i c lif etim e of these assets. R&D f i ndings will a l so inf o rm im provem en ts in the lif etim e of f u ture-gene r ation rea cto r designs.
Nuclear Materials Aging and Degradation – Develop a scientific basis for understanding and predicting long-term environmental degrada tion behavior of m a teri als in nuclear power plants. Provide data and m e thods to asse ss perform a nce of system s, structures, and com ponents essential to safe and sust ained nuclear power plant operation.
Advanced LWR Nuclear Fuel Development – Improve the scientific know ledge basis for understanding and predicting fundam e ntal nuc lear fuel and cladding perfor m ance in nuclear power plants. Apply this inform ati on to the developm ent of high-perform ance, high-burnup fuels with improved safety, cladding, integrity, and economics.
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Advanced Instrumentation, Information, and Control (II&C) System Technologies – Research to address long -term aging and obsolescence of existing instrum e ntation and control technologies and to deve lop and test new technologies. Establishing a strategy to im ple m ent long-term modernization of II&C sy s t em s will be the focus of federal R&D, while indus try will focus on the m ore imm e di ate benefits of adapting ex is ting dig ital technolog ies to current p l ants. NE will work with industry to develop adv a nced condition- monitoring technologies for reliable plant operation, im proved understanding of physical m e thods of degradation, and the m eans to de tect and characterize these processes.
Risk-Inform ed Safety Margin Characterization (RISMC) – Bring together risk-inform e d, perform a nce-based m e thodologies w ith fundam e nt al scientific understanding of critical phenom enol ogical conditions and determ inistic pr edictions of nuclear plant perform a nce to provide an integrated charac ter i za tio n of public s af ety m a rgins in aging n u clear power plants. Such an approach will better charac terize safety m a rgins and should im prove the reliability an d ef f i ciency of plant oper ations. RIS MC will als o be applica ble to f utur e generations of nuclear power plants.
Effic ienc y I m provement – Im prove the efficiency of the current fleet while m a intaining excellent safety perform a nce is one of the prim ary objectiv es of life extension. Power uprates have contributed to im proving the cu rrent fleet’s econ o m i c perform a nce. This activity focuses on developing m e thodologies and sc ientific bases to en able m ore extended power uprates.
Advanced Modeling and Simulation Tools – Conduct R&D needed to create a new set of modeling and sim ulation capabilit ies that will be used to better understand the safety perf orm ance of the aging reac tor f l ee t. These tools will be f u lly three - dim ensional, h i g h - resolu tion, modeling integrated system s based on first-p r inciple physics. To accom pl i sh this, th e m o deling and simulati on capabilities will have to be run on m odern, highly parallel processing com puter architectures.
The susta i na bility of ligh t water reac tors will b en ef it enorm ously f r om advanced m o deling and sim u lation c a pabilities. The NE Modeling and S i m u lation Hub will in teg r ate exis ting nuclea r energy m odeling and simulation capabilities with re levant capabilities deve loped by the Office of Science, the NNSA, and others. The results will leapfrog current technolo gy to provid e a m u lti- physics, m u lti-s cale pred ictive capab ility that is a revolu tionary im prove ment over con v entional codes. A key challenge will be to ad apt advan c e d com puter scienc e tools to an app l ication s environm ent. The hub is intended to create a ne w state-of-the-art in an engineering-oriented multi-phys ics com putational environ m ent that can be used by a wide rang e of practitio ners to conduct ultra-high fidelity pred ictive calcu lations of reactor p e rform a nce.
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4.1.3 Key Activities
The f o llowing chart ou tlines potentia l m ilestones and future national industry aim s for this objective. It presents a d i stin ction between near -term m ilestones toward which the NE R&D plan is designed to progress, represented as triangles, and longer-ter m potentia l outcom es tha t provide a fram e w ork for the m ilestones, shown as ovals. The m ilestone charts attem p t to depict the stages of developm ent so as not to leave a sense that new technolog ies can be im m ediately deployed a t a comm ercial lev el. No t every m ile stone or po tentia l outco m e outlined in thes e charts rep r es ents actions that are with in DOE’s ro les and r e sp onsibilities, and research paths will include m a ny decision points that require choos ing the m o st prom ising options for continued R&D. All DOE R&D activ ities will be ev alua te d and revisited regularly and m odifie d as necessary through the budget proces s to ensure the portfolio refl ects past progress and current priorities.
Although som e s m aller com ponent or process “dem onstration” activities are m e ntioned, these are largely field tests and other ac tions to provide proof or valida tion of system ele m ents. They are not costly, large-scale dem ons trations like N GNP. Any c onsideration to em bark on such large - sca l e d em onstratio ns will be th e result of decis i on-m aking and bud get deve lop m ent processes.
4.2 R&D Objective 2: Develop Improv ements in the Affordability o f New Reactors to Enable N u clear Energy to Help Meet the Administratio n 's Energy Securi ty and Climate Change Goals
The previous 30-year U.S. hiatus in new nuclear plant orders presents a num b er of i m m ediate hurdles f o r the constru c tion of new plant de signs. Utility inve stors a r e s t ill wary of the new regulatory fram e work, which will not be fully exercised until the first new plant begins operation. There are also concerns regarding th e large capital costs of plants and associated difficulties in financing their cons tru c tion.
NE’s objective is to assist in the revitalization of the U.S. i ndustry through R&D. By a dvancing technologies through R&D, NE can help accelerate deploym ent of new plants in the short term , support developm ent of advanced concepts fo r the m edium te rm , and promote design of revolu tionary system s for the long term . Work w ill b e done in partnership with indus try to the m a xi m u m e xtent possible. Elem ents of NE’s stra tegy in this area include :
Assist industry to im prove light water react ors using existing technologies and designs.
Explore advanced LWR designs with im proved perform a nce.
Research and develop sm all m odular reactors that have the potential to achieve lower prolif er ation risks and m o re sim p lif ied construction than other designs.
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Figure 9. Key Activitie s for R&D Objective 1
In the longer term , support R&D of advanced reactor technologies th at offer lower costs and waste generation.
Investigate revolutionary reacto r con cepts that p r om ise to sig nificantly reduce costs and im prove perfor m a nce of nuclear energy.
Support R&D of nuclear energy’s po tential to displace fossil fuels in the p r oduction of process heat.
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Im ple m enting this s t rateg y will require that DOE work in partnership with the nuclear industry and, to the degree appropriate, the N RC.
4.2.1 Challenges Facing New Reactor Deployments
There are several new plant designs, often referred to as Gen III+, th at have been certif ied or are being reviewed by the NRC for i m m e diate deploym en t in the United States. Potential owners of these Gen III+ plants m u st overcom e serious fina ncial hurdles. All near-term options for new plants are large LWR designs that are optim ized for baseload electricity production. Sm aller reactors that could be deployed in m odules m i ght help reduce the up-front capital costs associated w ith large plants by allowing utilities to increm entally “ step up ” to la rger electr ica l capacities while generating revenue and repaying initial debts. New reactor designs beyond Gen III+ m a y als o be deployed. In m a ny cases, new t echnologies will be need ed to enab le these new designs, and innovative features wi ll need to be f ully dem onstrated. Certain aspects of the regulatory fram e work need to accom m odate th es e new techn o logies and design featu r es, especially for designs that differ significantly from the large LW R plants in operation today.
Econom ic c o m p etitiv en ess will rem ain the m ajor hur dle for all novel co ncepts, inclu d ing sm aller reactors and reactors for non-electric applications.
During the 30-year hiatus from new plant orders in the United States, som e nations have continued to grow their nuclear i ndustries. As a result, som e ot her countries have advanced the state-of-the art in m anufactur ing of nuclear plant com ponent s and have m a de progress in applying m o re efficient construc tion techniques. The dom estic industry can learn from these international experiences .
4.2.2 R&D Topi cs for Enabling New Builds
In the United States, it is the responsibility of industry to design, construct, and operate commercial nuclear power plants. However, DOE has statutory authority under the Atom ic Energy Act to prom ote and support nuclear energy technologies for commerci al applications. In general, appropriate governm ent roles includ e researching high-pot ential technologies beyond the investm e nt horizon of industry and also reduci ng the technical risks of new technologies. In the case of new comm ercial reac tor designs, potential areas of NE involvem e nt could include:
Enabling new technologies to be inserted in to em erging and future designs by providing access to unique laborato r y resou r ces fo r new tech nology developm ent and, where appropriate, dem onstration.
Working through the laboratories and universitie s to provide unique e xpertise and facilities to industry for R&D in the areas of:
o Innovative concepts and advanced technologies.
o Funda m e ntal phenom ena and perform a nce data.
o Advanced modeling and si m ulation capabilities.
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o New technology testing and, if appropriate, dem o nstration.
o Advanced manufacturing m e thods.
Representative R&D activities that support each of the roles stated above are presented below. The level of DOE investm ent relativ e to indus tr y investm e nt will vary across the spectrum of these activities, with a generally increasing tre nd in DOE investm e nt for longer-term activities. Finally, there is potential to leverage and am plify effective U.S. R&D through collaborations with othe r n ations throu gh m u ltila te ral and b ila teral agreem ents in cluding the Gene ration IV Intern ational Forum , which is inv e stigating m u lti ple advanced reactor co ncepts. DOE is also a participan t in OECD/NEA and IAEA initiative s that bear directly on the developm ent and deploym ent of new reactor system s.
4.2.2.1 Accelerate Advancements in LWR Designs
Given the maturity of th e Gen III+ L W R designs, R&D needs are nec e ssa rily lim ited, a s the design of th ese plan ts is well underw ay or al read y com p lete, som e of them are being built overseas, and m a ny have been ordered in the Un ited State s an d elsewhere. Nevertheles s the R&D topics identif i ed jo intly with in dustry f o r R& D Objective 1 are a ll a pplicab le to this task.
R&D of more advanced LW R conce pts, including novel m a terials, fuels, and innovative system architec tures , is a legitimate ro le f o r DOE and its laboratories in partnershi p with industry. This R&D will h e lp address long-term tr ends in the capital co st of large LW R plants. Mu ch of this research is also expected to be applicable to non-LW R technologies.
4.2.2.2 Accelerate the Development of S M R Designs
Several U.S. -based com panies are seeking to br ing new SMR designs to m a rket, including som e with potential for deploym e nt within the next decade. Many of these designs use well- established light-water coolant t echnology to the fullest extent possible to shorten the tim e line for deployment. As such, R&D needs for thes e technologies are m i nim a l . However, these designs m a y include n e w features, su ch as the us e of an integral prim ary system reacto r (IPSR) design and com ponents that are not currently used in comm er cial plants, such as helical-coil steam generators. DOE will hold wo rkshops wi th LW R SMR vendors and suppliers, potential utility cu sto m ers, national labo rato ry and university researchers, DOE, NRC, and other stakeho l ders to iden tify potential p r iorities to en able th eir co mmercializa tion and developm ent. The Adm i nistra tion will evalua te potentia l pr iorities in the co ntext of the appropriate f ederal ro le to identify the m o st cost-effective, ef ficient, and appropriate m echanis m s to support f u rther developm ent.
SMR designs that are not based on L W R tec hnology have the potenti al to offer added functionality and affordability. In this area, NE will suppo rt a range of R&D activities, such as basic physics and m a terials research and tes ting, state-of-the-art com puter m odeling and sim u lation o f reactor system s and components, pr obabilistic risk analyses of innovativ e safety
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designs and features, and other dev elopm ent act ivities that are necess a ry to estab lish the concept’s feasibility for future deploym e nt. Fo r SMRs that are based on concepts with lower levels of tec hnical m atur ity, th e Departm ent will f i rst seek to estab lish the R&D activities necessary to prove and advance inno vative reactor techno log i es and concepts. The Departm e nt will support R&D activities to d e velo p and prove the proposed design con cepts. Em phasis will be on advanced reactor technologies that o ffer simplified operation and maintenance for distributed power and load-following applicatio ns and increased proliferation resistance and security.
Activities w ill focus on showing that SMRs prov ide an innov ative reactor technology that is capable of achieving electricity generation a nd perform a nce objectives that m eet m a rket dem a nds and are com p arable, in both safety and ec onom ics, to the current large baseload nuclear power plants.
NE m a y also support the developm ent of new/ revised nuclear industry codes and standards necessary to support licensing a nd commercialization of innovative designs and, consistent with NRC guidance and regulations, id entif y activ ities f o r DOE f u nding to ena b le SMR lic ensing f o r deploym ent in the United States.
4.2.2.3 Develop Advanced Reactor Techn o logies
Future-gen e r ation rea cto r system s will em ploy a dvanced te ch nologies and designs to improve perform a nce beyond what is currently attainab le. Moving beyond LW R te chnology, for exam ple, m a y enable reactors to operate at higher tem peratures and im proved efficiencies resulting in improved econom i cs. Advanced m a terials m ay m ake reactors eas ier to construct while also enabling better perform a nce. Im prove d designs utilizing thes e advances could reduce the cap ital costs asso ciated with the curren t se t o f reactors being consid ered. Two prom inent exam ples of advanced reactor technologies worthy of further investigation include:
The high temperature g a s-cooled reactor (HTG R), a graphite m oderated therm a l-spectrum reactor operated at high tem p erat ure for efficient generation of electricity and heat delivery for non-electric applications.
Fast-spectru m reactors that could p r ovide optio n s for future fuel cycle m a nagem e nt and could also b e used for electricity gen e ration (s ee R&D Objective 3).
The U.S. is also a m e m b er of the Generation IV Intern ational Forum , which is inv e stigating additional advanced reactor system s that em pl oy com p aratively less m ature technologies while offering significant potential for perfor m a nce, safety, and econom i c advances.
Key areas of R&D for future system s could include:
High-perform a nce m a te rials com p atible with the proposed coolant types and capable of extended s e rvice at elev ated tem p eratures.
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New fuels and cladding capable of irradiation to high burnup.
Advanced heat delivery and energy conversi on system s for increased efficiency of electricity production.
Advanced modeling and sim ulation tools that can reduce unc e r ta inties in p r edic ted perform ance, im prove characte rization of uncertainties, and stream line the design of new reactor tech nologies.
System s design for revolutionary new reacto r co ncepts.
4.2.2.4 Develop Technologies Consisten t with Both Electric an d Non-Electric Application s
An addition a l poten tial benefit from nuclear po we r could b e realized th rough new plant designs that would be used to displace GHG-em itting fuels in the industrial sector while also generating electricity. Som e industr ial process heat applicat ions require tem peratures substantially above the 300–325°C outlet temperature of today’s LWRs. Petroleum refining, for exam ple, requires tem peratures in the range of 250-500°C while st eam refor m ing of natural gas requires process heat in the 500-900°C range. Achi eving higher output tem peratures requires switching to a new coolant technology such as gas, liquid m e tal, or molten salt. W ith these coolants, it m a y be possible to achieve outlet tem p eratures rangi ng from over 500°C for liquid m e tal coolants to over 900°C for helium or m o lten salt coolants. Achieving these tem p eratu r es, however, will require the developm ent and qualification of fuels, m a terials and instrumentation, particularly at the highe r e nd of the te mperature ra nge. Also, th e use of coolants o t her than wate r will r equir e the developm ent of a va riety of plant com ponent s and system s such as electrom agnetic pum ps for liquid m etal coolan ts , com p act heat exchang e rs for gas coolants, and chem ical purification system s f o r molten salt c oolants. Th ese coolan ts will a l so req u ire the dev elopm ent of new licensing requirem e nts and codes and standards. W h ile the econom ic market for dedicated process heat from nuclear power m ay be lim ited, reacto r s that could produ ce ele c tricity as well as industrial process heat m a y have broader applications.
Key areas of R&D for future system s could include:
Develop in terfacing h e at transport systems – Supply process heat with m i nim a l losses to industrial users within several kilom eters of the reactor.
Develop modeling and simulation ca pabilities – These tools would im pr ove understanding of interactions between the kinetics of the various reactor types and the kinetics of the chem ical plants or refineries, which they w ould serve. Modeling m a y also be used to understand the long-term perfor m a nce of catalys ts and solid-oxide cells at an atom istic level.
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4.2.3 Key Activities
The f o llowing chart ou tlines potentia l m ilestones and future national industry aim s for this objective. It presents a d i stin ction between near -term m ilestones toward which the NE R&D plan is designed to progress, represented as triangles, and longer-ter m potentia l outcom es tha t provide a fram e w ork for the m ilestones, shown as ovals. The m ilestone charts attem p t to depict the stages of developm ent so as not to leave a sense that new technolog ies can be im m ediately deployed a t a comm ercial lev el. No t every m ile stone or po tentia l outco m e outlined in thes e charts rep r es ents actions that are with in DOE’s ro les and r e sp onsibilities, and research paths will include m a ny decision points that require choos ing the m o st prom ising options for continued R&D. All DOE R&D activ ities will be ev alua te d and revisited regularly and m odifie d as necessary through the budget proces s to ensure the portfolio refl ects past progress and current priorities.
Although som e s m aller com ponent or process “dem onstration” activities are m e ntioned, these are largely field tests and other ac tions to provide proof or valida tion of system ele m ents. They are not costly, large-scale dem onstrations like N GNP. Any consideration to em bark on such large - sca l e d em onstratio ns will be th e result of decis i on-m aking and bud get deve lop m ent processes.
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Figure 10. Key Activities for R&D Objective 2
4.3 R&D Objective 3: Develop Su stainable Nuclear Fuel Cycles
Sustainable fuel cycle options are those that im prove uranium resource utilization, m axi m i ze energy generation, m i nim i ze waste generation, improve safety, and lim it proliferation risk. The principal challenge for the government in this obj ective is to develop a su ite of options that will enable future decision makers to m a ke inform ed c hoices about how best to m a nage the used fuel from reactors. The Administration h as esta b l ished the Blue R i bbon Comm ission on Am erica’s Nuclear Future to inf o rm this waste m a nage m e nt decision-m a king process. The Comm ission will r eview polic ies f o r m anaging the back end o f the f u el cycle in cludin g alte rnative s f o r the storage, processing, and disposal of civilian and defense used nuclear fuel and nuclear waste. All resea r ch and developm ent activities and plans ou tlin ed here will be revis ited and revised as needed to reflect the Co mmissi on’s findings and associated Adm i nistration decisions.
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An expansio n of nuclear power in the United Sta t es will resu lt in a growth of the used nuclea r fuel inventories. The N uclear W a ste Policy Act of 1982 gave the U.S. governm e nt the m i ssion to safely m a nage the used fuel from these nucl ear power plants. Research and developm ent of sustain able nuclear fuel cycles and waste m ana gem ent activities is im portan t to sup port th e expansion of nuclear energy. Som e of the attrib utes of the sustainable f uel cycle, including waste m a nagem e nt and disposal technologies, include the responsib le use of natural resources, preserv ation of the environm ent for future gen e rations, safety, security, pu blic acceptance, and cost effectiv eness.
The constitu ents of curr e n t Figure 11. Constituents of Used LWR Fuel
used nuclear fuel (UNF) after discharg e from LWRs are shown in Figure 11. As this figure shows, the vast m ajority of the m aterial in the used fuel is uran ium that is generally unchanged from the f u el tha t went into th e reactor to p r oduce energ y.
Uranium is considered an elem ent in the catego r y
called “actinides,” along with the “transuranic” elem ents of pl ut onium and the “m inor” actinides: neptunium , am ericium , and curium , principally. These elem ents generally are long -lived and must be isolated from the environm ent for tens or hundreds of thousands of years. Actinides are also of interest because uranium and plutonium could be recycled to produce m ore energy in reactors, as could the m i nor actinides in fast-sp e ctrum reacto r s. The rem aining class of elem ents in the used fuel is fission products, m a ny of whic h are stable and pose little concern. The short- lived fission products – prim arily cesium and stron tium – generate m o st of the hazard for the first hundreds of years of disposal. There are also fission products, notably i odine and technetium , that last for hundreds of thousands of years a nd m u st be isolated from the environm ent.
NE will research and dev e lop nuclear fuel and wa ste m anagem ent technologies that w ill enable a safe, secure, and economic fuel cycle. The NE R& D strategy will be to in vestig ate the technical challenges that would b e encountered in each of three po tential m e thods and perform R&D within ea ch of these tr ac ks:
Once-Through – Nuclear fuel m a kes a single pass through a reactor afte r which the used fuel is rem oved, stored f or som e period of tim e, a nd then directly disposed in a geologic repository for long-term isolation fro m the enviro nm ent. The used fuel will not und erg o any sort of treatm e nt to alter the waste form pr ior to disposal in this approach, elim inating
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the need for separations technologies that m a y pose proliferation concerns. Less than one percen t of the m i ned uranium is utilized in th e present once-through fuel cycle.
Modified Op en Cycle – T he goal of this approach is to de velop fuel for use in reactors that can inc r ease utiliza tion o f the f u el res ource and re duce the qua ntity of ac tin ides th at wo uld be disposed in used fuel. This strategy is “m odified” in that s o m e lim ited separations and fuel processing technologies are applied to the used LW R fuel to creat e fuels that enable the extractio n of m u ch more energy from the sa me m a ss of material and accom p lish waste m a nage m e nt goals.
Full Recycle – In a full recycle strategy, all of the actinides important for waste m a nage m e nt are recycled in therm a l- or fast -spectrum syste m s to reduce the radiotoxicity of the waste placed in a g eologic repo sitory wh ile more fully utilizing u r an ium resources. In a full recycle sys t em , only those elem ents that are cons idered to be was t e (prim arily the f i ssion prod ucts) a r e intended f o r disposal, not u sed f u el. Implem enting this system will require extensive use of sepa ration technologies and the like ly deploym ent of new reactors or other system s capable of transm uting actinides.
The R&D approach will be to understand what can be accom plished in each of these strategies and then to develop the prom is ing technologies to m a xim i ze thei r potential. One elem ent that crosscu t s all potential ap proaches is disposal and R&D activities will include a f o cus on those technolog ies . Additionally, storage w ill b e an im portan t part o f any strateg y, and R&D will be needed to assess the perform a n ce of storage technologies with higher-burnup used LWR fuels, as well as any potential new fuels that m a y be deployed in the f uture.
The discussion above is prim arily focused on the uranium fue l cycle that is the norm throughout the world. A n alternative that cou l d b e considered would be the use of thor ium to replace at leas t part of the uranium in the system . Thorium c ould be used as part of a once-through, modified open, or full recycle fuel cycle. The appeal of thor ium is two-fold. Firs t, thorium is more abundant in nature than uranium and can be used to extend or replace uranium in the fuel cycle. Second, the use of thorium enable s reduced production of transuranic elem ents that end up in used fuel. However, there are still technical and econom ic challenges facing thorium - based fuels. Thus som e R&D to address related challenges m a y be cons idered. S i gnificant R&D in the use of thorium has been perform e d previously in the Unite d States and is currently being considered in other parts of the world (p articularly in India).
Unlike R&D Objectives 1 and 2, managem e nt of UNF and developm ent of fuel cycle technolog ies are prim arily the govern m ent’s res ponsibilities because the governm ent is leg ally responsible for UNF. Thus, the necessary re search, developm ent, and dem onstration, if appropriate, will be led p r im arily by the governme nt. However, early and continuous industrial involvem ent is im portant because any technol og ies that are developed will ultim ately b e im plem ented by the co mmercial en tities.
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4.3.1 Major Challenges Associated with Fuel C ycle Options
Each of the potential fuel cycle strategies faces ch alleng es, so m e of which m ay be shared with other approaches. Sim ilarly, the R&D needed to overcom e these challenges m a y support m o re than one strategy.
Once-Through – Im proving the sus t a i nability of a once-th roug h approach to used f u el m a nage m e nt begins with increasing the burnup of the fuel – the am ount of energy that can be extracted from fuel in the reacto r – which m a y also have the eff ect of consum ing more actin ides in the fuel, leav ing less to b e di sposed. Increasing the burnup of a fuel will require ensuring that both the fuel itself and the structural m a terial desi gned to keep it in place in the reactor will be able to withstand extended ir radia t ion in th e reactor and m aintain its integ r ity wh en being s t o r ed af ter re moval. Deploying adva nced f u els will require that they first undergo a qualification proc ess that can take a g r eat deal of tim e, as researchers must irradiate a nd conduct exam inations on test sam ples to assure their perform a nce. Also, fuels that are notably different from thos e currently used in LW Rs m a y drive ch ang es in th e fuel proces sing infrastru ctu re that h as ev olved to m eet current n e eds. To the extent that the deployed once-through fuel cycle is built upon enriched uranium fuels, the proliferation concer ns as so ciated with enrichm e nt technologies will need to be addressed.
Modified Op en Cycle – A m odified open cycle f aces som e of the sam e challeng es as the once-through, along with som e encountered in a full recycle approach. T h e m odified open cycle introd uces the pos sibility of a used fuel separations step to enable more options for producing fuels. This flexibility enables th e inclusion of tran suranic elem ents – notably plutonium – at concentrations capable of supporting ultra-high burnup, along with the attendant dif f iculties of deve loping these fuels. T h e chal lenges of developing high-burnup fuels discussed in the previous paragraph ar e applicable to this strategy. T he use of separations technology to prepare th e ultr a-h i gh-burnup fuel introdu ces d i fficulties in separations as well as m a naging proliferation con cerns. A key elem ent of this fuel cy cle is the likely ne ed to in trodu ce a dvanced reactors that can ut ilize these new fuels. The overarching challenge in m a king a modified open cycle worth w hile is to d e term ine if the im prove m e nt in fuel resource utilization and in th e waste to b e disposed is suf f i cient to justify th e addition al co mplication, potential p r o liferation co ncerns, and expense th is approach w ould entail.
Full Recycle – In a full recycle appro ach, used fuel is not directly disposed in a repository; rather, those elem ents of the used fuel th at are d e em ed appropriate for recycling are rein troduced into reacto r s or other sy stem s while the rem ainin g elem ents are stab ilized in a waste form and disposed. This strategy offers the potential o f waste for m s that pos e far less long-term concern, although the appro ach w ould require overcom ing not only technical challenges but also econom ic, proliferation, and public perception concerns. This system would rely on m u ltip le sep ara tions pro ces ses tha t m u st m i nim i ze process losse s and
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waste generation while addressi ng proliferation concerns. F u rtherm ore, fuels m u st be developed that will allow for the inclusion of all of those elem ents that are to be recy cled in concentrations that vary over tim e . This is a cen tral tradeoff in th e full recycle app r oach: the m o re ele m ents that a r e re cycled, the better th e waste f o r m will be; h o wever, m o re separation o f elem ents in the fuel in creas es the technical and other ch allenges. Elements that are recy cled m u st be capable of transm ut ation in a system – likely, but not necessarily, a fast reacto r – to even tu ally elim inate them . In order for a full recy cle s t rategy to be considered, the waste benefits and improve d resource utilizati on produced by such a system m u st outweigh the com p lication, expe nse and potential proliferation concerns associated w ith it.
4.3.2 R&D for Sustainable Fuel Cycle Options
There are major R&D needs to understand how best to overcom e the challenges posed by each of the fuel cycle approaches being considered. The potential R & D e fforts that DOE would undertake would have a long-term view and would be science-based. It w ould take considerable tim e before the issues in the m odified open and th e full recycle alternatives would be overcom e. Many R&D areas will be applic able to m u ltiple st rateg i es. Pr ior to beg i nning m a jor R&D work in thes e are a s, analyse s will be pe rf orm ed to gauge the likely value of the ef f o rts.
Fuel Resource Exploration and Mining – The availability of fuel resources for each potential fuel cycle and reacto r deplo y m e nt scenario m ust be understood. Extended u se of nuclear power m a y drive im prove m e nts in de fining resource availa bility and on fuel resource exploration and m i ning. Prim arily, th is is work that the private sector would undertake, and how and when this would o ccur would depend on price and other m arket conditions. This is m ost relevant for a once-through approach, but even modified open cycles and full recycle s y stem s m a y require compar able levels of natural sources of fuel for the foreseeable future. Most appropriate fo r federal involvem e nt in this area would be R&D to support investigation of long-term , “game-changing” approaches such as recovering u r anium from seawater.
Used Fuel Disposition – All radioactive wastes generated by existing and future fuel cycles will need to be saf ely sto r ed, tr anspor ted, a nd disp osed. This R&D will id entif y optio ns f o r perform i ng these functions, incl uding research into disposal in a variety of geologic environm ents. This R&D will consider used f u e l and high -le v el waste in ventor ies a r ising from the current reactor fleet and an y additi onal new builds, including the potential f or changing us ed fuel characteris tics from enhanced operations ( e.g. , increased fuel burnup) and the projected inventories from adva nced reactor and fuel cycle sys t em s ( e.g. , HTRs and SMRs). This research is important to all of the po tential fuel cycle app r oaches.
Reduce Transuranic Production In Reactors – One thrust in devel oping sustainable fuel cycles will b e the exp l oration of nuclear fu els and reactors that significantly reduce the long-lived actinide content of the used fuel per M W h of ene r gy produced. Exploration of
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avenues both to reduce actinide production in present and nea r-term LWRs and to develop future non-L W R syste m s that produce lower acti nide inventories in their used fuel is im portant. This research area is central to developing the high burnup fuels that will im prove the attractiveness of a once-thr ough or modified open fuel cycle.
Separation and Partitioning – The developm ent of processes to recycle used fuel is needed, as well as an evaluation of the f easib ility and r i sk s associated with recy cling . The objective is to use a predictive app r oach to evaluate separation chem istry and processes to achieve the desired perform ance in term s of product purity, environm ental im pact, and losses. Though not applicable in a once-through syst em, this topic would be germ ane to a modified open cycle app r oach and cen tral to a full recy cle s t rategy.
Waste Form s – It is necessary to develop understa nding of waste form behavior over tim e to help inform decisions on recycle and dis posal options. This understanding m ust extend over a broad range of potential waste chem istry and disposal environm ents so waste form s can be adapted and im plem ented when speci fic repository conditi ons are known. This R&D area may be som e what relevant to strategies that rely on the direct disposal of certain used fuels (such as disposal of high-tem perat ure gas reactor f u els) but the developm ent of im proved waste form s is a key com p onent in en abling a full recycle strategy to achiev e its prom ise.
Fuel Forms – The scienc e-based appr oach will co mbine theor y, experim ents, and m u lti- scale m odeling and sim u lation aim e d at a fundame ntal understanding of the fuel fabrication processes and fuel and clad perform a nce unde r irradiation. The obj ective is to use a predictive approach to design future fuels and cladding to enable the developm ent of ultra high-burnup fuels in a modified open cycle and to dem onstrate the in clusion of recovered actinides in transm utation fuels under a full r ecycle approach. In the early phases of the program , the m ajor f u el f abric ation a ctiv ities include developm ent of innovative processes to enhance the process efficiency an d to im pr ove the control of fuel m i crostructure for enhanced perform a nce, including tailored fu el f o r m s designed to lim it exc ess actinid es across the com p lex.
Material Reuse – The research will f o cus prim arily on recov e red uran ium for reuse in reactors to o bviate the need to dispose of this m a terial once separated from the rest of the used f u el. The critic al a r eas tha t requ ire pro cess o r equipm ent modif i cation s will be identified, and technologies will be developed to enable the reuse (and in som e cases the
re-en r ichm ent) of recyc l ed uranium . Ef f o rts will also inv estig ate th e poten tia l recy clin g and reuse of other constituents of used fuel, such as the zirconium cla dding, that are potentially useful but not currently being considered by industry because of uncertainties about m a terial characteristics.
Transmutation Systems – Transm utation is a process to ch an ge the characteristics of waste by turning recycled elem ents into elem ents w ith m o re desirable disposal characteristics. While the focus of m o st recen t work has b een on fast-spectru m transm utation reacto rs , therm a l-spectrum transmutation can offer so m e waste m a nagem e nt benefits. R&D would
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focus on broadly applicable issues including ar eas such as m a terials and energy conversion. In addition, studies m a y be conducted to revi ew the technical and economic aspects of external neutron source-driven transmuta tion sys t em s to inf o rm whether f u ture investigatio n in this app r oach is wa r r anted.
4.3.3 Key Activities
NE’s science-based R&D program will prov ide a m o re complete und ers t anding of th e underly i ng science supporting the developm en t of advanced fuel cycle and waste m a nagem e nt technologies and, therefore, help prov ide a sound b a sis for future decis i on making. The program will also conduct scientific research and technology develo pm ent to enable storage, transportation, and disposal of used nuclear fuel and all radioactiv e w a stes generated by existing and future nuclear fuel cycles. Over the ne xt decade, th e R&D progr am will m ainly be gea r e d to ensurin g that the needed breakthroughs and advancem ents are ava ilable and ready when needed. Examples of such techno logies would include u l tra - deep-bu r n LW R, HTR, or fast reactor fuel; reactor technologies to support optim ized once-through fuel cycles; and advanced fa st reactor concepts to support closed fuel cycles . These technologies would en compass all of the known and anticipated advances that could be ex pected to be available in areas including m a terials, design m e thods, components, and energy conversion.
In keeping with Secretary Chu' s vision of usi ng science to provide technological breakthroughs to solve America' s grand challenges, the progr am will in clude long-term , high-risk–hig h -payoff R&D. This part of the p r ogram will seek re vo lutionary and transform a tional breakthroughs in system s, m a terials and com ponents of the fuel cycle that can bette r m eet the program's objectives. Exam ples of this could include nove l reactor concepts such as m olten-salt fuel reactors o r thorium fuel cycles. Thu s while evolutionary advancem ents are being m a de, revolutionary advancements will also be pursued such that, if successful, they could replace all or part of existing or near-term technologies. The roadm ap includes m ile stones for selection of technologies as the program matures. Each approach has a set of reference technologies associated w ith th ese m ilestones :
Once-Through – Develop higher-burnup fuel for LW Rs.
Modified Op en Cycle – Develop ultra-high-burnup fuel for high-tem p erature gas-cooled reactors using transurani c elem ents from used L W R fuel. It is assum e d that the NGNP or a com p arable reactor will be available for fuel testing. Alternative approaches m a y require access to a fast-sp ectrum test reactor a nd nuclear fuel research capabilities.
Full Recycle – Develop technologies to allow repeated recycling of transuranic elem ents in fast-spec t ru m reactors. The initial f u el for th e f ast re acto r s will com e from separate d used LW R fuel with success i v e relo ads m a de from used fast reacto r fuel. Access to a fast- spectrum tes t rea c tor will be essentia l f o r th is research, as will nuclear fuel research capabilities.
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The f o llowing chart ou tlines potentia l m ilestones and future national industry aim s for this objective. It presents a d i stin ction between near -term m ilestones toward which the NE R&D plan is designed to progress, represented as triangles, and longer-ter m potentia l outcom es tha t provide a fram e w ork for the m ilestones, shown as ovals. The m ilestone charts attem p t to depict the stages of developm ent so as not to leave a sense that new technolog ies can be im m ediately deployed a t a comm ercial lev el. No t every m ile stone or po tentia l outco m e outlined in thes e charts rep r es ents actions that are with in DOE’s ro les and r e sp onsibilities, and research paths will include m a ny decision points that require choos ing the m o st prom ising options for continued R&D. All DOE R&D activ ities will be ev alua te d and revisited regularly and m odifie d as necessary through the budget proces s to ensure the portfolio refl ects past progress and current priorities.
Although som e s m aller com ponent or process “dem onstration” activities are m e ntioned, these are largely field tests and other ac tions to provide proof or valida tion of system ele m ents. They are not costly, large-scale dem onstrations like N GNP. Any consideration to em bark on such large - sca l e d em onstratio ns will be th e result of decis i on-m aking and bud get deve lop m ent processes.
4.4 R&D Objective 4: Understanding and Minimizing the Risks of Nuclear Proliferation and Terrorism
The final R&D objective for nuclear energy is to enable secure nuclear energy expansion by developing and dem onstrating options that lim it proliferation and physical security risks associated w ith nuclear power while also ach ieving econom i c , public health and safety, and environm ental goals. These risks inc l ude not on ly the possib i lity that n a tions m a y attempt to use nuclear technologies in pursuit of a nuclear weapon, but also the concern that terrorists m i ght seek to s t ea l m ateria l th a t c ould be used in a nuclear explos ive device. This requires N E advocacy for, and participation in, an integ r ated p r ogram to develop te chn o logies, fram eworks, and policy options for the future nuclear enterprise , cutting across all aspect s of the fuel cycle.
The United States has extensive experience prot ecting nuclear m a terials, from the weapons program that has produced significant quantities of plutonium -239 and highly enriched uranium , to 104 comm ercial reactors in the U .S. today that handle, use, and store nuclear m a terials.
Internationally, the U.S. has also contributed ex tensively to the developm ent of technologies now used in th e a pplica tion of inte rnationa l saf eguards to m onitor used f u el recy cling a ctiv ities in England, France, and Japan. Going forward, safe guards and physical security will becom e even more integral com ponents in the dom estic and gl obal expansion of nucl ear power, including the developm ent of future fuel cycle and reactor tech nologies tha t further increase th e barriers against proliferation and nuclear terrorism .
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Figure 12. Key Activities for R&D Objective 3
An integrated U.S. safeguards program provi des an opportunity to design im proved safeguards and physical security directly into the planning and deployment of new energy system s and fuel cycle facilities. Incorpo r ating s a feguards and phy sical secu rity into th e early des i gn p h ase for new f acilitie s will a llow the in terna t ional comm un ity to m onitor and ve rif y nuclea r mater i al more effectively and efficiently.
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DOE has three program s that are collaborati ng to address safeguards and nonproliferation challenges. The NE Fue l Cycle R&D Materi als Protection, Accounti ng, and Control for Transm utation (MPACT) cam paign develops advanced nuclear m a terial m a nage m e nt technologies and m e thods in support of the future dom e stic U.S. nuc lear fuel cycle. The Next Generation Saf eguards I n itiativ e (N GSI) within the NNSA Office of Nonproliferation and International Security is designed to levera ge U.S personnel, technology, and R&D to add new capacity and significan tly streng then internationa l nuclear saf e guards. The third program , the NNSA Office of Nonproliferati on Research and Developm ent’ s Global Nuclear Safeguards R&D Program, whose mission is to support long -term nonproliferation R & D, rounds out the
U.S. safeguards R&D efforts for nuclear energy. The work described in this section reflects NE’s aspect of the integrated safeguards and nonpro liferation work being perform e d within DOE.
This work will b e perf or m e d in direct collabor a t ion or close c oordina tion with NNSA activ ities.
In addition to addressing technical safeguard s R&D needs, successful integration of these program s would develop revolutionary new tool s for proliferation risk assessm ents and subsequent optim ization of advanced nuclear energy system s from nonproliferation and physical security pers pectiv es. T h e ultim a te goal of this crosscutting effo rt would be to develop and use new analytical tools that could revo lu tionize our a b ility to com p are proliferation and physical security risk of nuclear energy system options , including aspects of policy and hum a n behavior as well as te chni cal attributes.
As civilian nuclear power expands across the globe, it becom e s m ore i m portant that high standards of safety and security be implem e nted around the world. Looking only at how the R&D can improve nuclear technol ogies without consid ering who is to us e these technologies, and the national and international fram e works under which they are operating, will provide an overly narrow perspective of proliferation risks. NE, in c ooperation with other DOE offices and national agencies and in partnership and coll aboration with other nations, must im plem ent collaborative program s with civilian nuclear power progr am s in both experienced and inexperienced states in order to m i nim i ze prolif eration and physical s ecu rity risks, en hance reactor safety, m a xim i ze resource utilizati on through cooperative R&D, and encourage m e thods to m i ni m i ze the disp ers i o n of enrichment and reprocessing facilities worldwide.
4.4.1 Challenges
A key challenge facing the expanded use of nucle ar energy an d associated fuel cycles is m i ni m i zing the potential for the m i suse of the technology and m a terials for weapons purposes. International treaties such as th e Nuclear Nonproliferation Treaty, com bined with transparency in the use of technology an d m a terials, provide the basic bu ilding bloc ks to assure the p eaceful use of nuclear energy. Fuel cycle infrastructure built upon these te nets while enabling the econom ic provision of fuel cycle services can help prevent the spread of sensitive nuclear technology and ma t e r i a l s .
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Today’s key challenges are to take the wealth of knowledge and expe rience that exists within the international safeguards and physical security co mmunities and to deploy advanced, affordable techniques to imm e diately dete ct the diversion of nuclear m a terials or the modification of system s. The key techn i cal challeng es that m ust be addressed include:
Incorporation of nuclear safe guards and physical security t echnology into designs for fuel cycle facilities, advanced fast reactors , a nd associated nuclear m a terials s t o r age and transpo r tatio n system s.
Developm ent of proliferation risk assessm en t m e thodologies and tools that allow for an integ r ated v i ew of fuel cycle options to be studied, optim ized, and com p ared.
Developm ent of advanced containm ent and surve illance, sm art saf eguards inf o rm ation m a nage m e nt system s, nuclear facility us e-control system s, and next-generation nondestructive analysis and process-monitoring system s.
R&D of advanced m a terial tracking m e thodologi es, process-control technologies, and plant engineering.
Re m ote sensing, environm ental sam p li ng, and forensic verification m e thods.
Addressing these cha llen g es will ena b le the u s e a nd expansio n of nuclear energy for p eaceful purposes to proceed in a safe and secure m a nner.
4.4.2 R&D for Understanding and Minimizi ng the Risks of Nuclear Proliferation and Terrorism
Som e potential R&D areas for Objective 4 are:
Proliferation Risk Assessments – Any fuel cycle technologies deployed in the U.S. m u st be considered in light of how other nations m i ght choose to incorporate them into their own nuclear enterprises. Towards this end, it is im portant for NE to develop a m eans of understanding how these new technologies wo uld be viewed by othe r countries in the context of their nati onal goals. This research effo rt would develop the tools and approaches for unders tan d ing, lim itin g, and m ana gi ng the risk s of nation-s t ate p r oliferation and physical security for fuel cycle o ptions. NE will focus o n assessm ents requ ired to inform domestic fuel cycle technology and sy stem option developm ent. These analyses would com p lem e nt those assessm ents perf orm e d by NNSA to evaluate nation-state proliferation and the internat ional nonproliferation regim e . Taken in conjunction, these com p rehensive proliferation risk assessm ents will provide im portant inform ation for discuss i ons and decis i on s regard ing f u el cyc l e options. These assessm ents will:
o Exploit science-based approaches, to the ex tent possible, for an alyz ing d i f f i cult- to quantify proliferation risk f actors or indicators (e.g., cap abilities, m otivations, and inten tions ); address issu es iden tif ied in sever al N ationa l Acad em y of Sciences stud ies
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related to ris k assessm ent; and leverage curr ent s t ate-of-the-art academ ic s o cial scien c e research in this field.
o Integrate the diverse decisi on factors (including econom ics, public health and safety, environm ental benefits, and proliferation and te rro rism risk red u ction ) for different fuel cycle options to understand the tradeoffs a nd potential synergies be tween these decision criteria.
o Apply these tools to study nuc lear energy system options, an d display the results in a useful for m at for decision m a kers.
Safeguards and Physical Secur ity Technologies and Systems – The NE focus is on the developm ent of safeguards technologies and integ r ated sy stem s for curren t and potential future dom e stic fuel cycle options. T h ese te chnologies and system s c ontribute significantly to lim iting proliferation and physical security risks while also achieving econom ic, public health and safety, and environm ental goals. This requires th at these ac tivities be perfor m ed in an integrated program with the fuel cycle technology developm ent activities. Opportunities exist to collabor ate with other organizations (e .g. NNSA, the Departm e nt of Hom e land Security, the Departm e nt of Def e ns e) and will be utilized. N N SA will be responsible for evaluating the nation-state pr oliferation risks of de ploying new fuel cycle technologies – particularly recycling tec hnologies – outside of the United S t ates.
o Advance d Instrum e ntation – Many advanced fuel cycle processes, such as advanced aqueous reprocessing, electrochem ical separa tions, and recycle fu el fabrication pose new challenges for safeguards and nuclear m a terial m a nage ment. The saf e guards state of-the-art will be advanced through a devel opm ental program to im prove the precision, speed, sam p ling m e thods, and scope of nuc lear process m onitoring and accountancy m easure m ents, and innovative approaches fo r co ntainm ent and surveillance. This effort supports the developm ent of advanced saf e guards instrum e nt ation such as active interrogation m e thods based on neutron and photon drivers and advanced passive detec t ors, su ch as ultra - h i gh reso lutio n spectrom eter and n eutr on m u ltiplic ity coun ting. Additionally, existing nucl ea r data is evalua ted f o r the id entification of gaps or needed im prove m ents.
o Advance d Concept s an d Integration – Early integration of saf eguards co ncepts into nuclear facility design is optim al to meet U.S. and inte rnationa l stand a rds with m i ni m u m impact on operations. This requires developm ent of a fra m ework to codify the safeguards-by-design concept, applicab le for both international safeguards and physical security for U.S. fuel cycle f acili ties. It also includes the evaluation of m aterial a ttr activ eness o f relevant f u el cycle m a terials. A monitoring and control system m u st be developed that is secure and can rapid l y auth en ticate and investigate summary and raw data to unequivocally dist inguish process deviations, m a intenance problem s, and calibration and com p onent fa ilu re s f rom actua l di version events.
o Modelin g an d Sim u lation – Developm ent of modeling and simulation tools to enable new technology developm ent, elucidation of high-im pact R&D priorities, and approache s that optim ize ef f ectivenes s and ef f i cie n cy of the overall sys t e m will be
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essential for the integration of new safeguard s technologies and tec hniques into nuclear energy sys t em s.
Nuclear Energy Technologies and Systems – This elem ent includes developing and assessing a sufficiently wide and innovative range of options (in concert with R&D Objectives 1–3) to achieve Ob jective 4. This includes, for exam ple, options that enable decreasing the attractiveness and accessibility of used fuel and interm ediate m a terials, transm uting m aterials of potential concern, optimizing safeguards a nd physical security system s approaches, and m i nim i zing the num ber of needed enrichm ent and recycle f acilities. In conjunction with NNSA, NE w ill lea d the deve lo pm ent of these options a nd im plem ent m echanism s that tightly link and in form both this R&D and other elem ents of R&D Objective 4.
4.4.3 Key Activities and M ilestones
The f o llowing chart ou tlines potentia l m ilestones and future national industry aim s for this objective. It presents a d i stin ction between near -term m ilestones toward which the NE R&D plan is designed to progress, represented as triangles, and longer-ter m potentia l outcom es tha t provide a fram e w ork for the m ilestones, shown as ovals. The m ilestone charts attem p t to depict the stages of developm ent so as not to leave a sense that new technolog ies can be im m ediately deployed a t a comm ercial lev el. No t every m ile stone or po tentia l outco m e outlined in thes e charts rep r es ents actions that are with in DOE’s ro les and r e sp onsibilities, and research paths will include m a ny decision points that require choos ing the m o st prom ising options for continued R&D. All DOE R&D activ ities will be ev alua te d and revisited regularly and m odifie d as necessary through the budget proces s to ensure the portfolio refl ects past progress and current priorities.
Although som e s m aller com ponent or process “dem onstration” activities are m e ntioned, these are largely field tests and other ac tions to provide proof or valida tion of system ele m ents. They are not costly, large-scale dem onstrations like N GNP. Any consideration to em bark on such large - sca l e d em onstratio ns will be th e result of decis i on-m aking and bud get deve lop m ent processes.
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Figure 13. Key Activities for R&D Objective 4
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5. R&D A PPROACH
Section 4 of this roadm a p presents NE’s f our R&D objectives. These objectives show the connection between how nuclear en ergy will contribute to m eeti ng the nation’s energy goals and the R&D that needs to be perform e d to enable that contribution. This section describes the approach that will be taken to perform this R&D, provides brief de scriptions of th e key areas of technolog ical developm ent that will b e undertaken, presents a brief descri ption of the facilities needed to perform this research, and describ es th e interfaces with stak eho l ders that will be required for success.
5.1 Solution-Driven, Goal-Oriente d, Science-Based Approach to Nuclear Energy Develo pment
Nuclear power system s were initially de veloped during the la tter half of the 20 th century. Their developm ent was greatly facilitated b y the nati on’s ability and willingn e ss to conduct large-s c ale experim e nts. The federal governm e nt constructe d 52 reactors at what is now Idaho National Laboratory, another 14 at Oak Ri dge National Laboratory, and a few m or e at other national laboratory sites. By today’s standards, even large experim e nts and technology dem onstrations were relatively affordable. W hile relying h eavily on the Edisonian a pproach in the 1950s and 1960s, the nuclear energy community was a rapi d adopter of high-end computational modeling and sim ulation during the 1970s and 1980s. During this period, nuclear power plant designers and regulators developed and deployed m a ny of the m o st de m a nding sim u lation m odels and tools on the most advanced com put ational p l atf o r m s then available. S till, the United S t ate s em braced a regulatory p r ocess that relied, and sti ll relies, heavily on th e u se of experim e nts to confirm the ultim ate safety of nuclear power sys t em s. Building upon the scien tific ad vances of the last two decades, ou r understand ing of f unda m ental nuclear science, im prove m ents in com putational platform s, and other tools can now enable a n e w generati on of nuclear power plant designers, fabricators, re gulators, and operators to deve lop technological advancem ents with less of a reliance on large-scale experim e nt ation. The developm ental approach employed in this roadm a p em bodies four elem ents, as depicted in Figure 14:
Experiments – These are generally s m all-scale experi m e nts aim e d at observation of isolated phenom ena or m easurem ents of fundam ental propertie s. However, targeted integral experim e nts also will be needed in so m e cases.
Theory – Based either on first principles or obs ervations m a de during phenom e nological testing, theories are developed to explai n fundam e ntal physical phenom e na.
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Modeling and Simulation – A range of Figure 14. Major Elements of Science-Based m athem atical m odels for diverse ph en om ena at Research, Developme n t & Demo nstration much different tim e and spatial scales are
developed and then inte grated to pre d ict the overall behavior of the system . Key objectives of the m odel i ng and sim ulation effort are to reduce the n u m b er of prototypes and large- scale experim e nts needed before demonstration and deploym e nt and to quantify uncertainties and design and operational param e ters.
Demonstrations – W h ile the state of knowledge can be significantly advanced through the com b ination of experim e nts, theory, and modeling and sim u lation, there m a y be instances where it is appropriate to work with the private sector to further develop and validate laboratory findings.
De m onstrations can be a useful elem ent in p r ovi n g viability o f new technologies, bu t their high cost m ust be considered in the context of a vari ety of other factors. Th ere must be sufficient industry commit m ent for deploym ent of comme rcia l technologies before such dem onstrations would be considered. A ny potential future dem o nstration activities wi ll b e evaluated on a case - by-case basis through the establis hed decision-m a king procedures of the Departm e nt and budget for m ulation.
5.2 Enabling Technologies
A set of enabling techno logies h a s b een iden tifie d that suppo rt prog ress o n m u ltiple o b jectives. Where NE has an R&D role in these technology areas, coordination of NE’s activities across these techno logies m u st be im plem ented. For ex am ple, the NE “owner” of the fuel cycle objective in such a cas e will be resp onsible f o r c oordina tion of all nucle a r f u el work across objectives.
Structural Materials – Advanced radiation and corrosion-re sistan t m ater i als with extension to high- temperatu r e app lica tions b en ef it m a ny of the R&D objectives, especially when conducted using a science-based developm en t approach without relying heavily on em pirical experim e nts. Thus, a synergistic R&D program can be developed to support all the obje ctiv es.
Nuclear Fuels – The developm ent of im proved and advanced nuclear fuels is clearly a m a jor objective for both existing LWRs and th e entire spectrum of advanced nuclear energy system s discussed throughout this document . The short list of potentially needed
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fuels include high-burnup LW R, fa st reactor, and gas-reactor fu els; co ated-particle fuels; fast-spectrum and thermal-spectrum transm uta tion fuels and targets; thorium fuels; and molten-sa lt f u els. A tigh tly coo r dina ted a nd well integ r ated n uclear fuels R&D program must be developed to support all of the R&D objectives.
Reactor Systems – The developm ent of advanced reactor concepts and supporting technologies is a core function of NE. Adva nced technologies and reactor concepts are needed to improve the econom ics of electri city production. Multip le ad vanced reactor concepts (L WR, s m all modular, gas-cooled, liq uid m e tal-cooled, m olten salt-cooled, etc.) m a y play a role in our nucl ear future. The developm ent of a robust advanced reactor system concept def i nitio n capability will be an important e l e m ent of NE stra tegy developm ent.
Instrumentation and Control – The developm ent and im ple m entation of digital instrum entation and control sys t em s will benef i t cu rren t re actors as well a s f u ture re ac tors. Advanced in strum entatio n and contro l system s will a l so benef it f u ture f u el cycle f acilities. Safeguards technology developm ent also relies on advanced instrum e ntation and plant control system s through safeguards-by-design.
Power Conversion Systems – Advanced power conversion sy stem s will lead to increas ed efficiency for the future reacto r s and facil itate the use of nucle ar power in m arkets requiring process heat.
Process Heat Transport Systems – T he developm ent of proc ess heat transport systems that can be com b ined with m u ltip le r eac tor techno log i es will enab le the u se of nuclea r power to deliver need ed process h eat to the in dustrial s ector.
Dry-Heat-R ejection Sys t ems – Advanced dry-heat-rejecti on system s will im prove the environm ental friendliness of the nuclear pow er plants and enable the deploym e nt of nuclear energy in areas where water constr aints m i ght otherwise preclude its use.
Separations Processes – This report has noted the wide va riety of fuel cycle options that m a y be needed in the future to address U.S. energy security, econom ic, and sustainability goals. Our future ability to sustainably and econo m i cally recy cle LW R fuels, fast reac tor fuels, gas-co oled reacto r fuels, m o lten salt fuels, etc. will depend, in part, on our ability to separate key elem ents from the waste that will not be disposed in a repository.
Waste Form s – The ability to engineer, produce, and m anage fuel cycle w aste form s that are chem ically and structural ly stab le over relevant peri ods of tim e from decades to hundreds of thousands of years (depending on the radioisotope) is critical to achieving a sustain able f u el cycle an d m u st be closely in te grated with both radiochem i cal research and repository system s research.
Risk Assessment Metho d s – Advanced m e thods for risk assessm ent based on m echanistic modeling of system behavior will benefit the safety assessm ents of the new nuclear energy system s and fuel cycle technol ogies. State-of-the-art com putational and experim ental
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techniqu es will benef i t not only nov el re acto r co ncepts bu t other nuclear f acilities ne e d ed for the fuel cycle.
Advanced Modeling and Simulation – The science-based approach relies heavily on funda m e ntal experim e nts com bined with associ ated theories for pred ictive capabilities. However, a com prehensive use of the scienc e-based approach for predictive tools with multiple inte rrelated ph e n om enologies requires a dvances in c o m putationa l sciences w h ere phenom ena at different tim e a nd length scales can be bridge d into an eng i neering cod e using m odern com putational platform s.
5.3 R&D Facilities and Infrastructure
Ultim ately all des i gn and safety tools for nuclear s y stem s m u st be valid ated with underp inning experim e ntal data. W ithout such a foundation in reality, licensing these system s woul d be virtually impossible. E xperim e nts also provid e essential waypoints for guiding the developm ent of technology. Having such an experim e ntal capability requires that nuclear energy R&D m a intain access to a broad range of facilities from sm all-scale la boratories potentially up to full prototype demonstrations. Hot cell s and t e st r e act or s ar e at the top end of the hierarchy, followed by sm aller-scale radiological faciliti es, specialty engineer ing facilities, and non- radiological sm all laboratories.
Nuclear energy R&D employs a multi-pronged appr oach to having these capabilities available when needed. The core capab ilities rely on DOE-owned irra diation, exam ination, chem ical processing and waste form development facili ties. These are supplem ented by university capabilities ranging fro m research reacto r s to m aterials science labo rato ries. Futu re infrastru ctu re requirem ents will b e consider ed th rough the es tablished bu dget develo pm ent processes as needs arise.
The high cost of creating and m a intaining physical infrastructure for nuclear R&D, including the necessary safety and security infrastructure, requires creativity and pe riodic realignm ent of infrastru c tu re planning with programmatic direc tion. NE su ccessfully employs a solid approach to m aintaining inf r astru c ture. The ap proach conc entrates the high-risk nu clear facilities at the rem o te Idaho site, m a intains unique capabilitie s at other sites if required, supports vital univers ity in f r astruc ture, negotia tes e quitab l e cap ability exch anges with trusted inte rn ationa l partners, refurbishes and reequips ess entia l f acilities if require d, addresses m aintenance backlogs to ensure safe operation, and m a kes efficient use of m odeling, sim u lation, and single-effect experim e nts.
5.4 Interfaces and Coordination
In order to achieve the o b jectives un der each R&D objectiv e, NE m u st closely coord i nate its activities with other agenci es, the nuclear i ndustry, and international partners.
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Other Department of Energy Offices –The use of a “science-b a sed” approach to develop innovative nuclear energy system s and com ponent s requires a strong co llaboration between NE and the Office of Science (SC) to em ploy the tools developed for science in engineering applications. Such tools include advanced experim e ntal techniques, a fundam e ntal understanding of m a terials behavi or, and advanced com putational sciences. R&D on storage and disposal of n u clea r waste will be pe rf orm ed in coordina tion w ith th e Of f i ce of Environm ental Managem e nt (EM) and the Office of Naval Reactors (NR), as there are s alient sim ilarities in th e disposition challenges facing each.
NNSA – Tec hnology developm ent for safeguards is a cro sscutting tool that is applicable for both dom e stic and international uses. NNSA and NE are im plem e n ting a coordinated effort to address the safeguards R&D needs for dom estic a nd inte rnatio nal a pplications. These collaborative efforts address the assessm ent of pr oliferation risks, accountancy, and control (dom estic) and verification (i nternational) by contributing new safeguards technologies; recruiting a new generation of saf eguards spec ia lists in to the U.S. national labo rato ries, universities, and industry; and in forming the developm ent of s a fe and secure nuclear facilities. NNSA will be respons ib le for evalu a ting th e inte rnational nation state pr oliferation ris ks of deploying new fuel cycle technologi es, particularly recycling tec hnologies, outside of the United States.
NRC – Appropria te colla boration between DOE a nd the NRC will he lp ass ure tha t nuclear energy rem a ins a viable option for the United States . The developm ent of science-based tools to inform licensing paradigm s is one key goal of this collaboration.
Nuclear Ind u stry – The decision to deploy nuclear ener gy system s is m a de by industry and the private secto r in m a rket-based econo m i es. Howe ver, it is im portant that industry is engaged during the definition and executi on of the R&D phase and that industry participate in joint dem onstration activ ities if such demonstration is deem ed necessary and appropriate to facilitate commercialization and deploym ent of the resultin g technologies and system s. As technologies are deve lope d, cost-sh a ring with indu stry is an in tegral p a rt of NE’s agenda. DOE will proceed in a m anner that recognizes the im portance of m a intaining a strong and vi able nuclear industry.
Interna tiona l Community – Strong participation and leadersh ip by the United States in international nuclear R&D, safety and nonprolif eration program s is essential. Nuclear energy worldwide must be deployed with safety and se curity of paramount im portance. In addition, several countries have established strong nuclear R&D program s and spec ialized expertise from which the United States can benefit, such as the leadership position of Russia, France, and Japan in fast reactor techno log y. Collaborations in n uclear technolo gy R&D will be im plemented through bilateral and m u ltilateral agreem ents and through internati onal organizations such as the Generation IV International Forum .
NU CL EAR E N ER GY RESE AR CH AN D DE VEL O P M ENT R O A D M A P
In order for nuclear power to continue to be a viable energy option in any country, including the United States, nuclear safety, secu rity, and safeguards m ust be m a intained at the highest levels on a global s cale. DOE will help to achieve con sensus criteria fo r safe reactor op eration through international organizations, such as the W orld A ssociation of Nuclear Operators, and seek to enhance saf e ty standards for nuclear power, prom ote appropriate infrastr ucture at the national and international levels, and m i ni m i ze prolifera tion risks from the expansion of nuclear power through its participation with the IAEA and related organizations.
NU CL EAR E NER GY RESE AR CH AN D DE VEL O P MENT R O A D M A P
6. S ummary and C onclusions
This document pres ents an integ r ate d stra te gy and R&D fra m ework for the DOE Offic e of Nuclear Energy. In order to m eet the Adm i nist ration’s goals of energy security and greenhouse gas reductions, nuclear energy m ust play an im portant role in the national energy portfolio. NE’s derived m i ssions in support of these nationa l goa ls are to ena b le the d evelopm ent and deploym ent of fission power system s for the produc tion of electricity and process heat. Four research and developm ent objectives have been identified, w hich will guide NE’s program and strategic planning. Progre ss in these areas will help ensure th at nuclear energy continues to be am ong the suite of available U.S. energy options throughout the 21 st cen tury. These objectives are:
R&D Objective 1 – Develop technology and other solutio n s th at can im prove the r eliab ility, sustain the safety, and extend th e lif e of current reactors.
R&D Objective 2 – Deve lop im provem e nts in the affordability of new reactors to enab le nuclear energy to help m eet the Administration' s energy security and clim ate chang e g o als.
R&D Objective 3 – Develop sustainable nuclear f uel cycles.
R&D Objective 4 – Understand and m i ni m i ze the risk s of nuclear pr oliferation and terro rism .
NU CL EAR E N ER GY RESE AR CH AN D DE VEL O P M ENT R O A D M A P
MIT OpenCourseWare http://ocw.mit.edu
22.033 / 22.33 Nuclear Systems Design Project
Fall 2011
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